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For Companies At a Glance
- Tasks: Review and assess financial advice reports to ensure client interests are met.
- Company: Join Fisher Investments Europe, a leader in personalised investment advice.
- Benefits: Enjoy 28 days leave, health benefits, and a supportive work environment.
- Other info: Collaborative culture with ongoing training and career development opportunities.
- Why this job: Make a real impact by ensuring quality financial advice for clients.
- Qualifications: University graduate with strong financial planning knowledge and people skills.
The predicted salary is between 40000 - 50000 £ per year.
The Opportunity
Fisher Investments Europe is looking for an experienced suitability reviewer to join an internal business assurance team. The PCA group provides regulated financial and investment advice to potential clients and existing clients in the UK and across Europe. As a Business Assurance Analyst, you will review and assess suitability reports related to money purchase pensions, ISAs, General Investment Accounts, investment bonds (onshore and offshore) and trusts to ensure that all financial and investment advice recommendations are in our clients’ best interests and meet internal standards.
The Day‑to‑Day
- Review suitability reports to ensure that any financial and investment advice given to potential and existing clients meet the overarching suitability requirements of the Financial Conduct Authority.
- Proactively contact internal clients and seek further information and any necessary clarifications.
- Provide feedback to report writers and respond to any follow‑up enquiries.
- Provide feedback to the Training Program Manager within the PCA group on areas that require further improvement and development in the advice team.
- Discuss possible process improvements with management and senior management.
- Attend roundtable meetings with report writers to discuss themes identified in reviews and suggest areas for improvement.
Your Qualifications
- University graduate or equivalent combination of education/experience.
- Level 4 qualified – Diploma in Financial Planning/Regulated Financial Planning.
- Level 6/Chartered status would be an advantage, as would AF3/G60 PTS qualification.
- Very strong understanding of financial planning principles with a specialism in pension planning.
- Very strong understanding of the FCA’s COBS requirements for suitability.
- Experience in file reviewing personal recommendations for retail clients.
- Explain complex issues in writing and face‑to‑face.
- Dynamic people skills with the ability to provide an efficient, professional and courteous service to internal clients.
Why Fisher Investments Europe
The global Fisher organisation distinguishes itself by putting clients first, providing unmatched service, and taking a personalised approach to investing. You can feel confident knowing that we align with our clients’ best interests by using a simple and transparent fee structure and recognised European custodians. It’s the people that make the Fisher purpose possible, and to help our employees meet their long‑term goals, we offer an array of benefits, including:
- 100% paid premiums for our top‑tier supplemental medical, dental and annual health screening plans for employees and their qualified dependents.
- 28 days annual leave, with the ability to purchase up to 3 additional days per year, plus up to 8 paid holidays.
- Enhanced maternity pay package with 16 weeks’ top‑up to full base pay for eligible employees.
- $10,000* fertility, hormonal health and family‑forming benefit.
- A retirement pension plan, featuring a 9% company contribution of base pay with an additional company match of up to 5% of base pay on personal contributions.
- Gym subsidy of up to £50 per month.
- Employee Assistance Program and other emotional wellbeing services.
- A collaborative working environment that practises ongoing training, educational support and employee appreciation events.
*Employees residing outside of the US will be eligible for the $10,000 equivalent in their local currency.
FISHER INVESTMENTS EUROPE IS AN EQUAL OPPORTUNITY EMPLOYER
Private Client Advice Business Assurance Analyst - Fisher Investments employer: Jobs via eFinancialCareers
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StudySmarter Expert Advice 🤫
We think this is how you could land Private Client Advice Business Assurance Analyst - Fisher Investments
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance industry, especially those who work at Fisher Investments or similar firms. A friendly chat can lead to insider info about job openings and even referrals.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA’s COBS requirements and financial planning principles. We recommend practising common interview questions with a mate to boost your confidence and articulate your expertise.
✨Tip Number 3
Showcase your dynamic people skills! During interviews, be sure to highlight your ability to communicate complex issues clearly and courteously. Remember, it’s all about demonstrating how you can provide top-notch service to internal clients.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, you’ll find all the latest job openings and updates directly from us at StudySmarter.
We think you need these skills to ace Private Client Advice Business Assurance Analyst - Fisher Investments
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Business Assurance Analyst. Highlight your experience with suitability reviews and financial planning principles, as these are key for us at Fisher Investments.
Craft a Compelling Cover Letter: Your cover letter should tell us why you're the perfect fit for this role. Share specific examples of how you've ensured compliance with FCA requirements in the past, and don’t forget to show your passion for client-first service!
Showcase Your Qualifications: Be sure to mention your qualifications clearly, especially if you have Level 4 or Level 6 certifications. We want to see that you have the right educational background to excel in this position.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and keep track of it, so don’t miss out!
How to prepare for a job interview at Jobs via eFinancialCareers
✨Know Your Stuff
Make sure you brush up on your knowledge of financial planning principles, especially around pensions and the FCA’s COBS requirements. Being able to discuss these topics confidently will show that you're not just familiar with the basics but can also engage in deeper conversations about suitability reviews.
✨Prepare for Real Scenarios
Think about specific examples from your past experience where you've reviewed suitability reports or provided feedback. Be ready to discuss how you approached those situations, what challenges you faced, and how you ensured compliance with internal standards. This will demonstrate your practical understanding of the role.
✨Ask Insightful Questions
During the interview, don’t hesitate to ask questions about the team dynamics, ongoing training opportunities, or how they implement process improvements. This shows your genuine interest in the role and helps you gauge if the company culture aligns with your values.
✨Showcase Your People Skills
Since this role involves interacting with internal clients and providing feedback, highlight your dynamic people skills. Share examples of how you've effectively communicated complex issues in both writing and face-to-face settings, ensuring you come across as professional and approachable.