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For Companies At a Glance
- Tasks: Oversee transaction reporting, perform reconciliations, and contribute to risk management.
- Company: Established wealth management firm with a strong reputation.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Why this job: Join a dynamic team and make a real impact in operational risk management.
- Qualifications: 2 years of experience in transaction or regulatory reporting, MIFID II knowledge required.
- Other info: Opportunity for career growth and to champion risk awareness within the business.
The predicted salary is between 36000 - 60000 £ per year.
Overview
The Company: A well-established Wealth management firm.
The Role: The Transaction Reporting Analyst will have responsibility for Transaction Reporting oversight and will report to the Operational Risk Manager. The role includes reconciliations, governance, data analysis, and contributing to risk management across the organisation.
Responsibilities
- Perform weekly and monthly reconciliations of Company trades against FCA reported transactions by referencing multiple data sources to identify errors or omissions.
- Perform qualitative and quantitative reconciliation validation checks and escalate issues identified.
- Maintain the shared Transaction Reporting issues and Actions Log and track actions through to resolution using the Risk Event process.
- Own internal and external Transaction Reporting governance meetings.
- Produce Monthly MI pack for COO and governance committees using PowerBI to demonstrate volume and issue-based metrics, tracked issues, and reconciliation outcomes (quantitative/qualitative).
- Drive a continuous agenda of optimisation within the Transaction Reporting area, ensuring effective oversight of outsourced functions and ongoing regulatory compliance.
- Assist the 1st line of defence with the identification and reporting of operating events to analyse where controls have failed and ensure actions are put in place to prevent recurrence; monitor escalation, quality and progress of all operating events and ensure data is maintained between the Operating Event Log and Risks Register.
- Assist the Wealth Management business with the timely identification and resolution of dealing errors to minimise market risk and reduce cost; log all dealing errors in the relevant log.
- Assist the Operational Risk Manager with investigation of operational risk themes, trend analysis, and thematic risk reviews to drive operational efficiency and mitigate risk.
- Support end-to-end process reviews or the implementation of proposed business changes.
- Champion the embedding of Risk policies and frameworks and a culture of risk awareness with the wider business.
- Review, update and implement Standard Operating Procedures and present data at governance meetings when required.
Qualifications
- At least 2 years’ Transaction Reporting / Regulatory Reporting industry experience, preferably in Wealth Management, Investment Management or Asset Management.
- MIFID II knowledge essential.
- Able to work with large data sets; experience with PowerBI is preferable but training will be provided.
- The ability to work independently and to use initiative in owning, escalating and resolving issues.
Transaction Reporting Analyst , Operational Risk , Wealth Management - JJ Search in London employer: Jobs via eFinancialCareers
Contact Detail:
Jobs via eFinancialCareers Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Transaction Reporting Analyst , Operational Risk , Wealth Management - JJ Search in London
✨Tip Number 1
Network like a pro! Reach out to folks in the wealth management sector, especially those who work in operational risk. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Get your interview game on point! Research common questions for Transaction Reporting Analysts and practice your answers. We all know that confidence is key, so rehearse with a mate or in front of the mirror.
✨Tip Number 3
Show off your skills! If you’ve got experience with PowerBI or handling large data sets, make sure to highlight that in conversations. Bring examples of how you've used these tools to solve problems or improve processes.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace Transaction Reporting Analyst , Operational Risk , Wealth Management - JJ Search in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experience mentioned in the job description. Highlight your Transaction Reporting and Regulatory Reporting experience, especially if you’ve worked in Wealth Management before. We want to see how you fit into our world!
Show Your Data Skills: Since the role involves working with large data sets and using PowerBI, don’t forget to showcase any relevant experience you have with data analysis tools. If you’ve got examples of how you’ve used data to drive decisions or improvements, share those with us!
Be Clear and Concise: When writing your application, keep it straightforward. Use bullet points where possible to make it easy for us to read. We appreciate clarity, so get straight to the point about your achievements and how they relate to the role.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Jobs via eFinancialCareers
✨Know Your Numbers
Make sure you brush up on your quantitative skills and be ready to discuss how you've handled large data sets in the past. The role involves a lot of reconciliations and data analysis, so being able to demonstrate your experience with numbers will really impress.
✨Familiarise Yourself with MIFID II
Since MIFID II knowledge is essential for this position, take some time to review its key principles and how they apply to transaction reporting. Being able to speak confidently about this during your interview will show that you're serious about the role.
✨Prepare for Governance Discussions
The role requires you to own governance meetings, so think about how you would approach these discussions. Prepare examples of how you've contributed to governance in previous roles and be ready to share your thoughts on effective risk management practices.
✨Show Your Problem-Solving Skills
Be prepared to discuss specific instances where you've identified and resolved issues in transaction reporting or operational risk. Highlight your ability to use initiative and work independently, as these are key traits for success in this role.
