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- Tasks: Reconcile trades, validate reports, and drive operational efficiency in a dynamic wealth management firm.
- Company: Join a well-established wealth management firm with a focus on innovation and compliance.
- Benefits: Competitive salary, professional development, and opportunities for career growth.
- Why this job: Make an impact in regulatory reporting while enhancing your analytical skills and industry knowledge.
- Qualifications: 2+ years in regulatory reporting, strong analytical skills, and familiarity with MiFID II.
- Other info: Collaborative environment with a culture of risk awareness and continuous improvement.
The predicted salary is between 36000 - 60000 £ per year.
The Company: A well-established Wealth management firm.
The Role:
- Perform weekly and monthly reconciliation of company trades against FCA reported transactions, referencing multiple data sources to identify errors or omissions.
- Validate quantitative and qualitative reconciliation checks and escalate identified issues.
- Maintain shared Transaction Reporting issues and Actions Log, track actions through to resolution using Risk Event process, and own internal and external Transaction Reporting governance meetings.
- Produce monthly MI pack for COO and governance committees using PowerBI application, demonstrating volume and issue based metrics, tracked issues, and reconciliation outcomes.
- Drive continuous optimisation agenda within Transaction Reporting area, ensuring effective oversight of outsourced functions and ongoing regulatory compliance.
- Assist 1st line defence with identification and reporting of operating events, analyse control failures and ensure actions are put in place to prevent recurrence, monitor escalation quality and progress.
- Assist wealth management business with timely identification and resolution of dealing errors to minimise market risk and reduce cost, log all dealing errors.
- Assist Operational Risk Manager with investigation of operational risk themes, trend analysis and performing thematic risk reviews to drive operational efficiency and mitigate risk, and assist with end-to-end process reviews or implementation of proposed changes.
- Champion embedding Risk policies and frameworks and a continuing culture of risk awareness with wider business, review, update and implement SOP and present data at governance meetings when required.
Candidate:
- At least 2 years Transaction Reporting / Regulatory Reporting industry experience, preferably in Wealth Management, Investment Management or Asset Management.
- Strong knowledge of regulatory reporting frameworks such as MiFID II and associated data requirements.
- Data governance and data quality management, with experience in data lineage and controls.
- Proficiency with regulatory reporting systems, risk platforms, and data warehouses.
- Strong analytical and problem-solving abilities, with attention to detail and ability to deliver under regulatory deadlines.
- Able to work with large data sets and experience with using PowerBI application preferable but training will be provided.
- Ability to work independently and use initiative in owning, escalating and resolving issues.
Regulatory Reporting Analyst , Operational Risk & Data , Transaction Reporting , MIFID II , Wea[...] in London employer: Jobs via eFinancialCareers
Contact Detail:
Jobs via eFinancialCareers Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Reporting Analyst , Operational Risk & Data , Transaction Reporting , MIFID II , Wea[...] in London
✨Tip Number 1
Network like a pro! Reach out to folks in the wealth management and regulatory reporting space. LinkedIn is your best mate here – connect, engage, and don’t be shy to ask for informational chats. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by brushing up on MiFID II and transaction reporting specifics. We recommend creating a cheat sheet of key concepts and recent regulatory changes. This will not only boost your confidence but also show potential employers that you’re on top of your game.
✨Tip Number 3
Showcase your analytical skills! Bring examples of how you've tackled data quality issues or improved reporting processes in past roles. Use real metrics to demonstrate your impact – numbers speak louder than words!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who are proactive about their job search. So, get those applications in and let’s get you on board!
We think you need these skills to ace Regulatory Reporting Analyst , Operational Risk & Data , Transaction Reporting , MIFID II , Wea[...] in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the role of Regulatory Reporting Analyst. Highlight your experience with MiFID II and any relevant regulatory frameworks, as well as your analytical skills. We want to see how your background fits perfectly with what we’re looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about regulatory reporting and how your skills can help us drive continuous optimisation in our processes. Keep it concise but impactful – we love a good story!
Showcase Your Data Skills: Since this role involves working with large data sets and tools like PowerBI, make sure to mention any relevant experience you have. If you’ve tackled data governance or quality management before, let us know! We’re keen on candidates who can hit the ground running.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it’s super easy – just a few clicks and you’re done!
How to prepare for a job interview at Jobs via eFinancialCareers
✨Know Your Regulations
Make sure you brush up on MiFID II and other relevant regulatory frameworks. Being able to discuss these in detail will show that you understand the landscape of regulatory reporting and can navigate it effectively.
✨Showcase Your Analytical Skills
Prepare examples of how you've tackled complex data sets or resolved discrepancies in past roles. Highlighting your problem-solving abilities will demonstrate your fit for the analytical demands of the role.
✨Familiarise Yourself with PowerBI
If you have experience with PowerBI, be ready to discuss specific projects where you used it. If not, take some time to learn the basics so you can speak confidently about your willingness to learn and adapt.
✨Emphasise Your Attention to Detail
In regulatory reporting, accuracy is key. Prepare to discuss how you've ensured data quality in previous roles and how you approach reconciliation tasks to avoid errors.
