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- Tasks: Review and assess financial advice reports to ensure client interests are met.
- Company: Join Fisher Investments Europe, a leader in personalised investment advice.
- Benefits: Enjoy 28 days leave, top-tier health plans, and a generous pension scheme.
- Other info: Collaborative environment with ongoing training and employee appreciation events.
- Why this job: Make a real difference in clients' financial futures while growing your career.
- Qualifications: University degree and Level 4 qualification in Financial Planning required.
The predicted salary is between 40000 - 50000 £ per year.
The Opportunity Fisher Investments Europe is looking for an experienced suitability reviewer to join an internal business assurance team. The PCA group provides regulated financial and investment advice to potential clients and existing clients in the UK and across Europe. As a Business Assurance Analyst, you will review and assess suitability reports related to money purchase pensions, ISAs, General Investment Accounts, investment bonds (onshore and offshore) and trusts to ensure that all financial and investment advice recommendations are in our clients’ best interests and meet internal standards.
The Day‑to‑Day:
- Review suitability reports to ensure that any financial and investment advice given to potential and existing clients meet the overarching suitability requirements of the Financial Conduct Authority.
- Proactively contact internal clients and seek further information and any necessary clarifications.
- Provide feedback to report writers and respond to any follow‑up enquiries.
- Provide feedback to the Training Program Manager within the PCA group on areas that require further improvement and development in the advice team.
- Discuss possible process improvements with management and senior management.
- Attend roundtable meetings with report writers to discuss themes identified in reviews and suggest areas for improvement.
Your Qualifications:
- University graduate or equivalent combination of education/experience.
- Level 4 qualified – Diploma in Financial Planning/Regulated Financial Planning.
- Level 6/Chartered status would be an advantage, as would AF3/G60 PTS qualification.
- Very strong understanding of financial planning principles with a specialism in pension planning.
- Very strong understanding of the FCA’s COBS requirements for suitability.
- Experience in file reviewing personal recommendations for retail clients.
- Explain complex issues in writing and face‑to‑face.
- Dynamic people skills with the ability to provide an efficient, professional and courteous service to internal clients.
Why Fisher Investments Europe:
The global Fisher organisation distinguishes itself by putting clients first, providing unmatched service, and taking a personalised approach to investing. You can feel confident knowing that we align with our clients’ best interests by using a simple and transparent fee structure and recognised European custodians.
It’s the people that make the Fisher purpose possible, and to help our employees meet their long‑term goals, we offer an array of benefits, including:
- 100% paid premiums for our top‑tier supplemental medical, dental and annual health screening plans for employees and their qualified dependents.
- 28 days annual leave, with the ability to purchase up to 3 additional days per year, plus up to 8 paid holidays.
- Enhanced maternity pay package with 16 weeks’ top‑up to full base pay for eligible employees.
- $10,000* fertility, hormonal health and family‑forming benefit.
- A retirement pension plan, featuring a 9% company contribution of base pay with an additional company match of up to 5% of base pay on personal contributions.
- Gym subsidy of up to £50 per month.
- Employee Assistance Program and other emotional wellbeing services.
- A collaborative working environment that practises ongoing training, educational support and employee appreciation events.
*Employees residing outside of the US will be eligible for the $10,000 equivalent in their local currency.
Fisher Investments Europe is an equal opportunity employer.
Private Client Advice Business Assurance Analyst - Fisher Investments in London employer: Jobs via eFinancialCareers
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StudySmarter Expert Advice 🤫
We think this is how you could land Private Client Advice Business Assurance Analyst - Fisher Investments in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance industry, especially those who work at Fisher Investments or similar firms. A friendly chat can open doors and give you insider info on the company culture and hiring process.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA’s COBS requirements and financial planning principles. We want to see you confidently discuss how you can ensure suitability in client advice – so practice makes perfect!
✨Tip Number 3
Showcase your dynamic people skills! During interviews, be ready to demonstrate how you provide professional and courteous service to internal clients. Share examples of how you've handled complex issues with ease.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you’re genuinely interested in joining our team at Fisher Investments.
We think you need these skills to ace Private Client Advice Business Assurance Analyst - Fisher Investments in London
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter for the Business Assurance Analyst role. Highlight your experience with suitability reviews and financial planning principles, as this will show us you understand what we're looking for.
Showcase Your Qualifications: Don’t forget to mention your qualifications, especially if you have a Level 4 Diploma in Financial Planning or higher. We want to see how your education aligns with the requirements of the role, so make it clear!
Be Clear and Concise: When explaining your experience, keep it straightforward. Use bullet points where possible to make it easy for us to read. We appreciate clarity, especially when it comes to complex financial topics.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at Jobs via eFinancialCareers
✨Know Your Financial Stuff
Make sure you brush up on your understanding of financial planning principles, especially around pensions and the FCA’s COBS requirements. Being able to discuss these topics confidently will show that you're not just familiar with the theory but can apply it practically.
✨Prepare for Suitability Reviews
Since the role involves reviewing suitability reports, practice explaining how you would assess these reports. Think about what makes a recommendation suitable and be ready to discuss examples from your past experience where you've done this successfully.
✨Show Off Your People Skills
This job requires dynamic people skills, so be prepared to demonstrate how you’ve effectively communicated with internal clients in the past. Share specific instances where you provided feedback or clarified complex issues, as this will highlight your ability to work collaboratively.
✨Think Process Improvement
Fisher Investments values continuous improvement, so come ready with ideas! Think about any processes you've improved in previous roles and be prepared to discuss how you could contribute to enhancing the advice team's efficiency and effectiveness.