At a Glance
- Tasks: Manage compliance for investment strategies and train staff on policies.
- Company: Join a leading fund management firm with a focus on compliance.
- Benefits: Competitive salary, dynamic work environment, and global exposure.
- Other info: Minimum 3 days in the office, covering market hours.
- Why this job: Be a key player in shaping compliance practices and enhancing your career.
- Qualifications: Experience in investment compliance and knowledge of Blackrock Aladdin preferred.
The predicted salary is between 60000 - 80000 € per year.
We are working as sole agency with a fund management firm looking to hire an Investment Compliance Manager to join their business in a newly created role. This individual will act as a key stakeholder in the Compliance function, working closely with the business on a day-to-day basis. Providing advice whilst also required to bring a strong Investment Compliance background, ideally with knowledge & coding experience of the Blackrock Aladdin system.
Candidates should have strong communication skills, working autonomously when required, with excellent product knowledge, particularly LDI strategies. Strong communication & training skills are a must as this role will have an important role in the continued education & training of staff across multiple office locations globally. The role requires a minimum of 3 days in the office and will ideally cover market hours, 8am-5pm.
Job Requirements:- Manage the Compliance Module on Blackrock Aladdin, overseeing coding, amendments, and resolving trade alerts.
- Develop and maintain compliance policies to fulfil regulatory obligations, with emphasis on Market Abuse, Regulatory Reporting, EMIR, and Order Execution.
- Support risk-based compliance monitoring and testing.
- Address emerging compliance issues with management and third parties.
- Strong knowledge of LDI strategies for pensions funds.
- Deliver staff training on compliance policies and procedures.
Unless otherwise stated, candidates must have the right to work in the UK.
Investment Compliance Manager - CLARC Recruitment in London employer: Jobs via eFinancialCareers
As an Investment Compliance Manager at our fund management firm, you will thrive in a dynamic and supportive work environment that prioritises employee growth and development. With a strong emphasis on collaboration and communication, we offer comprehensive training opportunities and the chance to work with cutting-edge compliance technology like Blackrock Aladdin. Located in a vibrant area, our firm fosters a culture of innovation and inclusivity, making it an excellent place for professionals seeking meaningful and rewarding careers.
StudySmarter Expert Advice🤫
We think this is how you could land Investment Compliance Manager - CLARC Recruitment in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. We all know that sometimes it’s not just what you know, but who you know. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of LDI strategies and the Blackrock Aladdin system. We want you to be the go-to person in the room, so practice articulating your experience and how it aligns with the role. Mock interviews can really help!
✨Tip Number 3
Showcase your communication skills! During interviews, make sure to highlight your ability to train and educate others. We know this role involves a lot of collaboration, so demonstrate how you can effectively convey complex compliance concepts to different teams.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we’re always looking for candidates who are proactive and engaged, so show us you mean business by taking that extra step.
We think you need these skills to ace Investment Compliance Manager - CLARC Recruitment in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Investment Compliance Manager role. Highlight your experience with compliance policies, particularly around LDI strategies and your familiarity with the Blackrock Aladdin system. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention your strong communication skills and any relevant training experience you have. We love seeing candidates who can articulate their passion for compliance and investment management.
Showcase Your Skills:In your application, don’t forget to showcase your coding experience and knowledge of regulatory obligations like EMIR and Market Abuse. We’re looking for someone who can hit the ground running, so make sure we know about your technical skills right from the start!
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it’s super easy – just a few clicks and you’re done!
How to prepare for a job interview at Jobs via eFinancialCareers
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance policies, especially around Market Abuse and EMIR. Be ready to discuss how you've managed compliance in previous roles and how you can apply that experience to the Investment Compliance Manager position.
✨Familiarise Yourself with Blackrock Aladdin
Since this role requires managing the Compliance Module on Blackrock Aladdin, it’s crucial to have a solid understanding of the system. If you have coding experience, be prepared to talk about specific instances where you've used it to resolve trade alerts or make amendments.
✨Show Off Your Communication Skills
This role involves training staff across multiple locations, so highlight your communication skills. Think of examples where you've successfully delivered training or communicated complex compliance issues in an easy-to-understand way.
✨Demonstrate Your Autonomy
The job requires working autonomously, so come prepared with examples of when you've taken initiative in your previous roles. Discuss how you’ve tackled compliance challenges independently and what the outcomes were.
