At a Glance
- Tasks: Support compliance programmes and conduct conflict checks in a dynamic financial environment.
- Company: Join Tikehau Capital, a leading firm in the financial services industry.
- Benefits: Competitive salary, professional development, and a collaborative team culture.
- Other info: Fast-paced environment with opportunities for growth and global collaboration.
- Why this job: Make a real impact on compliance and regulatory standards across regions.
- Qualifications: Bachelor's degree and 3+ years of compliance experience required.
The predicted salary is between 50000 - 60000 € per year.
Tikehau Capital is seeking a Compliance Officer to support and execute the compliance programme across the UK and Middle East regions. This position, based in the UK, reports directly to the Head of UK and Middle East Compliance.
Responsibilities:
- Proactively conducting conflict of interest checks for investment opportunities, identifying, assessing and advising on appropriate mitigation strategies.
- Ensuring continual employee adherence with policies and procedures.
- Maintaining thorough, up-to-date and organised records of all compliance-related documentation, communications and employee training activities, ensuring timely follow-up and comprehensive audit trails.
- Developing and updating compliance training materials and delivering training to local and international offices.
- Reviewing and approving marketing materials.
- Supporting adherence to anti-money laundering (AML) regulations by conducting know-your-customer (KYC) and know-your-investment (KYI) due diligence.
- Executing periodic compliance monitoring across business activities, identifying issues, providing recommendations and supporting remediation.
- Reviewing and updating compliance policies, procedures and risk assessments to reflect regulatory and product developments, and best practices.
- Actively contributing to global compliance projects and initiatives.
- Collaborating closely with global compliance teams on a range of tasks and responsibilities.
Profile:
- Bachelor's degree or higher in Finance, Economics, Business, Law or relevant courses of study.
- 3 years+ of regulatory compliance experience within the financial services industry.
- In-depth understanding and practical application of FCA rules, guidance and regulatory expectations.
- Ability to exercise discretion and make independent judgments on matters of significance.
- Proficient in preparing compliance reports, risk assessments and oversight documentation.
- Demonstrated professional integrity.
- Ability to work independently, multi-task and prioritise effectively in a fast-paced, small-team environment.
- Establish and maintain effective working relationships with colleagues.
- Excellent verbal and written communication skills in English.
Compliance Officer - Tikehau Capital in London employer: Jobs via eFinancialCareers
Tikehau Capital is an exceptional employer, offering a dynamic work environment in the heart of the UK financial sector. With a strong commitment to employee development and a culture that values integrity and collaboration, we provide our Compliance Officers with ample opportunities for professional growth and engagement in global compliance initiatives. Our focus on maintaining a supportive atmosphere ensures that every team member can thrive while contributing to meaningful compliance efforts across the UK and Middle East regions.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer - Tikehau Capital in London
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field, especially those at Tikehau Capital. A friendly chat can open doors and give you insights that a job description just can't.
✨Tip Number 2
Prepare for interviews by brushing up on FCA rules and compliance practices. We want you to show off your knowledge and how you can apply it to real-world scenarios during your chat with the hiring team.
✨Tip Number 3
Don’t forget to follow up after your interview! A quick thank-you email can leave a lasting impression and shows your enthusiasm for the role. Plus, it keeps you on their radar.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who take the initiative to engage directly with us.
We think you need these skills to ace Compliance Officer - Tikehau Capital in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Officer role. Highlight your relevant experience in regulatory compliance and any specific knowledge of FCA rules. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills can contribute to our team. Keep it concise but impactful – we love a good story!
Showcase Your Skills:Don’t forget to showcase your excellent communication skills and ability to work independently. Mention any experience you have with compliance training or developing materials, as this is key for the role. We’re all about collaboration, so let us know how you can fit into our team!
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep everything organised and ensures your application gets the attention it deserves. Plus, it’s super easy!
How to prepare for a job interview at Jobs via eFinancialCareers
✨Know Your Compliance Stuff
Make sure you brush up on FCA rules and regulations before the interview. Tikehau Capital is looking for someone with a solid understanding of compliance in the financial services industry, so be ready to discuss how you've applied these rules in your previous roles.
✨Showcase Your Experience
Prepare specific examples from your past work that highlight your experience in regulatory compliance. Talk about how you've conducted conflict of interest checks or developed training materials, as this will demonstrate your hands-on knowledge and ability to contribute to their compliance programme.
✨Communication is Key
Since the role requires excellent verbal and written communication skills, practice articulating your thoughts clearly. You might be asked to explain complex compliance concepts, so being able to communicate them simply and effectively will set you apart.
✨Be Ready to Collaborate
Tikehau Capital values teamwork, especially in a small-team environment. Think of examples where you've successfully collaborated with others on compliance projects or initiatives, and be prepared to discuss how you can contribute to their global compliance efforts.
