At a Glance
- Tasks: Manage compliance for investment strategies and train staff on policies.
- Company: Dynamic fund management firm with a focus on compliance excellence.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Other info: Minimum 3 days in the office, covering market hours.
- Why this job: Join a key role in shaping compliance practices and making a real impact.
- Qualifications: Experience in investment compliance and knowledge of Blackrock Aladdin preferred.
The predicted salary is between 60000 - 80000 € per year.
We are working as sole agency with a fund management firm looking to hire an Investment Compliance Manager to join their business in a newly created role. This individual will act as a key stakeholder in the Compliance function, working closely with the business on a day-to-day basis. Providing advice whilst also required to bring a strong Investment Compliance background, ideally with knowledge & coding experience of the Blackrock Aladdin system.
Candidates should have strong communication skills, working autonomously when required, with excellent product knowledge, particularly LDI strategies. Strong communication & training skills are a must as this role will have an important role in the continued education & training of staff across multiple office locations globally. The role requires a minimum of 3 days in the office and will ideally cover market hours, 8am-5pm.
Job Requirements- Manage the Compliance Module on Blackrock Aladdin, overseeing coding, amendments, and resolving trade alerts.
- Develop and maintain compliance policies to fulfil regulatory obligations, with emphasis on Market Abuse, Regulatory Reporting, EMIR, and Order Execution.
- Support risk-based compliance monitoring and testing.
- Address emerging compliance issues with management and third parties.
- Strong knowledge of LDI strategies for pensions funds.
- Deliver staff training on compliance policies and procedures.
Unless otherwise stated, candidates must have the right to work in the UK.
Investment Compliance Manager - CLARC Recruitment employer: Jobs via eFinancialCareers
As an Investment Compliance Manager at our fund management firm, you will thrive in a dynamic and supportive work environment that prioritises employee growth and development. With a strong emphasis on collaboration and communication, we offer comprehensive training opportunities and the chance to work with cutting-edge compliance technology like Blackrock Aladdin. Our commitment to fostering a culture of excellence ensures that you will play a pivotal role in shaping compliance practices while enjoying the benefits of a flexible work schedule and a vibrant office atmosphere.
StudySmarter Expert Advice🤫
We think this is how you could land Investment Compliance Manager - CLARC Recruitment
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. We all know that sometimes it’s not just what you know, but who you know. Attend industry events or webinars to meet potential employers and make a lasting impression.
✨Tip Number 2
Prepare for those interviews! Research the company and its compliance practices, especially around LDI strategies. We suggest practising common interview questions and even role-playing with a friend to boost your confidence and communication skills.
✨Tip Number 3
Showcase your coding skills! If you’ve got experience with Blackrock Aladdin, make sure to highlight that in conversations. We want to see you demonstrate how your technical skills can add value to the compliance function.
✨Tip Number 4
Don’t forget to follow up! After an interview, drop a quick thank-you email to express your appreciation. It’s a great way to keep yourself on their radar and show your enthusiasm for the role. And remember, apply through our website for the best chance!
We think you need these skills to ace Investment Compliance Manager - CLARC Recruitment
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Investment Compliance Manager role. Highlight your experience with compliance, especially any work with Blackrock Aladdin and LDI strategies. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention your strong communication skills and any relevant training experience you have. We love seeing passion and personality!
Showcase Your Knowledge:In your application, don’t forget to showcase your knowledge of compliance policies and regulatory obligations. We’re keen on candidates who can demonstrate their understanding of Market Abuse, EMIR, and Order Execution. Make it clear that you know your stuff!
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at Jobs via eFinancialCareers
✨Know Your Compliance Stuff
Make sure you brush up on your investment compliance knowledge, especially around LDI strategies and regulatory obligations like EMIR and Market Abuse. Being able to discuss these topics confidently will show that you're the right fit for the role.
✨Familiarise Yourself with Blackrock Aladdin
Since this role involves managing the Compliance Module on Blackrock Aladdin, it’s crucial to have a solid understanding of how the system works. If you can, try to get some hands-on experience or at least read up on its functionalities to impress during the interview.
✨Show Off Your Communication Skills
This position requires strong communication and training skills, so be prepared to demonstrate how you've effectively communicated complex compliance issues in the past. Think of examples where you've trained others or resolved misunderstandings.
✨Prepare Questions for Them
Interviews are a two-way street! Prepare thoughtful questions about their compliance culture, team dynamics, and how they handle emerging compliance issues. This shows your genuine interest in the role and helps you assess if it's the right fit for you.
