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For Companies At a Glance
- Tasks: Join a dynamic team to monitor and assure risk controls in wealth management.
- Company: A leading Wealth & Asset Management firm with a focus on innovation.
- Benefits: Full-time role with opportunities for growth and development.
- Why this job: Kickstart your career in risk management and make a real difference.
- Qualifications: Background in Risk & Controls or Compliance Monitoring preferred.
- Other info: Entry-level position with excellent support for career progression.
The predicted salary is between 28800 - 48000 £ per year.
A large Wealth & Asset Management business is looking for a Risk & Controls Analyst to join their Front Office focused Risk & Control team. Candidates should have a background in Risk & Controls or Compliance Monitoring. The firm will consider candidates looking to move from 2LOD to 1LOD. Unless otherwise stated, candidates must have the right to work in the UK.
Competencies & Experience Required
- Strong knowledge of FCA Suitability requirements within a wealth management business.
- Good monitoring & assurance skills, compliance or risk management.
- Knowledge of Jersey (JFSC) and US (SEC) rules, preferable.
- Excellent communication skills, both written and oral.
Additional Information
- Seniority level: Entry level
- Employment type: Full-time
- Job function: Management and Manufacturing
The CLARC Guarantee – we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted; however, your details will be registered for consideration for more suitable opportunities as we get them.
Location: Livingston, Scotland, United Kingdom
Front Office Risk & Controls Analyst – Monitoring & Assurance - CLARC Recruitment in Edinburgh employer: Jobs via eFinancialCareers
Contact Detail:
Jobs via eFinancialCareers Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Front Office Risk & Controls Analyst – Monitoring & Assurance - CLARC Recruitment in Edinburgh
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by practising common questions and scenarios related to risk and controls. We recommend doing mock interviews with friends or using online resources to boost your confidence.
✨Tip Number 3
Showcase your knowledge of FCA Suitability requirements and compliance monitoring during interviews. Make sure to highlight any relevant experience that aligns with the role to stand out from the crowd.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re here to support you every step of the way in landing that dream job.
We think you need these skills to ace Front Office Risk & Controls Analyst – Monitoring & Assurance - CLARC Recruitment in Edinburgh
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Front Office Risk & Controls Analyst role. Highlight your experience in Risk & Controls or Compliance Monitoring, and don’t forget to mention any knowledge of FCA Suitability requirements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention your monitoring and assurance skills, and how they align with what we’re looking for at StudySmarter.
Show Off Your Communication Skills: Since excellent communication is key for this role, make sure your written application reflects that. Keep it clear, concise, and professional – we want to see your best writing!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you’re considered for the right opportunities!
How to prepare for a job interview at Jobs via eFinancialCareers
✨Know Your Regulations
Make sure you brush up on FCA Suitability requirements and any relevant Jersey (JFSC) and US (SEC) rules. Being able to discuss these regulations confidently will show that you’re serious about the role and understand the compliance landscape.
✨Showcase Your Monitoring Skills
Prepare examples of your monitoring and assurance skills from previous roles. Think about specific situations where you identified risks or improved controls, as this will demonstrate your practical experience in risk management.
✨Communicate Clearly
Since excellent communication is key for this role, practice articulating your thoughts clearly and concisely. You might want to do a mock interview with a friend to get comfortable discussing your experiences and knowledge.
✨Ask Insightful Questions
At the end of the interview, have a few thoughtful questions ready about the team or the company’s approach to risk management. This shows your genuine interest in the role and helps you assess if it’s the right fit for you.
