At a Glance
- Tasks: Support compliance programmes and conduct conflict checks in a dynamic financial environment.
- Company: Join Tikehau Capital, a leading firm in the financial services industry.
- Benefits: Competitive salary, professional development, and a collaborative team culture.
- Other info: Fast-paced environment with opportunities for growth and global collaboration.
- Why this job: Make a real impact on compliance and regulatory standards across regions.
- Qualifications: Bachelor's degree and 3+ years of compliance experience required.
The predicted salary is between 50000 - 65000 € per year.
Tikehau Capital is seeking a Compliance Officer to support and execute the compliance programme across the UK and Middle East regions. This position, based in the UK, reports directly to the Head of UK and Middle East Compliance.
Responsibilities:
- Proactively conducting conflict of interest checks for investment opportunities, identifying, assessing and advising on appropriate mitigation strategies.
- Ensuring continual employee adherence with policies and procedures.
- Maintaining thorough, up-to-date and organised records of all compliance-related documentation, communications and employee training activities, ensuring timely follow-up and comprehensive audit trails.
- Developing and updating compliance training materials and delivering training to local and international offices.
- Reviewing and approving marketing materials.
- Supporting adherence to anti-money laundering (AML) regulations by conducting know-your-customer (KYC) and know-your-investment (KYI) due diligence.
- Executing periodic compliance monitoring across business activities, identifying issues, providing recommendations and supporting remediation.
- Reviewing and updating compliance policies, procedures and risk assessments to reflect regulatory and product developments, and best practices.
- Actively contributing to global compliance projects and initiatives.
- Collaborating closely with global compliance teams on a range of tasks and responsibilities.
Profile:
- Bachelor's degree or higher in Finance, Economics, Business, Law or relevant courses of study.
- 3 years+ of regulatory compliance experience within the financial services industry.
- In-depth understanding and practical application of FCA rules, guidance and regulatory expectations.
- Ability to exercise discretion and make independent judgments on matters of significance.
- Proficient in preparing compliance reports, risk assessments and oversight documentation.
- Demonstrated professional integrity.
- Ability to work independently, multi-task and prioritise effectively in a fast-paced, small-team environment.
- Establish and maintain effective working relationships with colleagues.
- Excellent verbal and written communication skills in English.
Compliance Officer - Tikehau Capital employer: Jobs via eFinancialCareers
Tikehau Capital is an exceptional employer that fosters a dynamic and inclusive work culture, where compliance professionals can thrive in their careers. With a strong commitment to employee development, the company offers comprehensive training programmes and opportunities for growth within the financial services sector. Located in the UK, Tikehau Capital provides a collaborative environment that encourages innovation and teamwork, making it an ideal place for those seeking meaningful and rewarding employment.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer - Tikehau Capital
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field, especially those at Tikehau Capital. A friendly chat can open doors and give you insights that a job description just can't.
✨Tip Number 2
Prepare for interviews by brushing up on FCA rules and compliance practices. We want you to show off your knowledge and how you can apply it in real-world scenarios. Practice common interview questions and think about how your experience aligns with their needs.
✨Tip Number 3
Don’t forget to follow up after interviews! A quick thank-you email can leave a lasting impression. It shows you're genuinely interested and keeps you on their radar.
✨Tip Number 4
Apply through our website for the best chance! We love seeing candidates who take the initiative. Plus, it helps us keep track of your application and gives you a better shot at landing that Compliance Officer role.
We think you need these skills to ace Compliance Officer - Tikehau Capital
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Officer role. Highlight your relevant experience in regulatory compliance and any specific knowledge of FCA rules. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills can contribute to our team. Keep it concise but impactful – we love a good story!
Showcase Your Skills:Don’t forget to showcase your skills in preparing compliance reports and conducting due diligence. We’re keen on seeing examples of how you’ve tackled challenges in previous roles, so don’t hold back!
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you get the best experience possible. Plus, it shows you're serious about joining our team!
How to prepare for a job interview at Jobs via eFinancialCareers
✨Know Your Compliance Stuff
Make sure you brush up on FCA rules and regulations before the interview. Tikehau Capital is looking for someone with a solid understanding of compliance in the financial services industry, so be ready to discuss how you've applied these rules in your previous roles.
✨Showcase Your Experience
Prepare specific examples from your past work that highlight your experience in regulatory compliance. Talk about how you've conducted conflict of interest checks or developed training materials, as this will demonstrate your hands-on knowledge and ability to contribute to their compliance programme.
✨Communication is Key
Since the role requires excellent verbal and written communication skills, practice articulating your thoughts clearly. You might be asked to explain complex compliance concepts, so being able to communicate them simply and effectively will set you apart.
✨Be Ready to Collaborate
Tikehau Capital values teamwork, especially in a small-team environment. Think of examples where you've successfully collaborated with others on compliance projects or initiatives, and be prepared to discuss how you can contribute to their global compliance efforts.
