At a Glance
- Tasks: Conduct compliance monitoring tests and analyse data to ensure regulatory adherence.
- Company: Join a leading wealth management firm with a supportive compliance team.
- Benefits: Competitive salary, flexible working options, and opportunities for professional growth.
- Other info: Be part of a close-knit team with excellent career advancement potential.
- Why this job: Make a real difference in compliance while developing your skills in a dynamic environment.
- Qualifications: Experience in compliance monitoring within wealth or asset management is preferred.
The predicted salary is between 40000 - 50000 £ per year.
We are working with a large wealth management business looking to hire a Compliance Monitoring Analyst. The role will be part of the close-knit Compliance Monitoring Team which is part of the broader Regulatory Compliance team. Candidates will have a strong grounding in Compliance Monitoring, ideally from within a similar Wealth or Asset Management business.
Job Requirements
- Execute compliance monitoring testing independently and collaboratively with the Head of Compliance Monitoring.
- Manage your workload against strict deadlines, ensuring timely reporting and consistent delivery across all scheduled reviews.
- Continuously drive improvements to test scripts and methodologies, drawing on regulatory developments, past results, system changes, new business activity, staff movement and customer complaint trends.
- Gather and analyse data, documentation and management information to support the broader testing programme.
- Produce clear, well-reasoned findings and recommendations, engaging with stakeholders to agree responses and presenting outcomes as part of formal monitoring plan reporting.
- Own the end-to-end tracking of all remediation actions arising from reviews, proactively following up to ensure timely resolution.
- Provide flexible, ad-hoc support across the wider compliance team as business needs demand.
Unless otherwise stated, candidates must have the right to work in the UK.
The CLARC Guarantee - we will never send your CV to a client without your prior express permission, so your details will always remain confidential. Please note that, due to the volume of applications we receive, we are unable to respond to every applicant individually. If your application is unsuccessful on this occasion, your details will remain on file and be considered for other suitable opportunities.
Compliance Monitoring Analyst – Wealth Management - CLARC Recruitment employer: Jobs via eFinancialCareers
Join a leading wealth management firm that prioritises employee development and fosters a collaborative work culture. As a Compliance Monitoring Analyst, you will benefit from a supportive environment that encourages continuous improvement and innovation, while also enjoying opportunities for professional growth within a close-knit team. Located in a vibrant area, the company offers a dynamic workplace where your contributions are valued and recognised.
Contact Details:
Jobs via eFinancialCareers Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Monitoring Analyst – Wealth Management - CLARC Recruitment
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Jobs via eFinancialCareers looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Monitoring Analyst – Wealth Management - CLARC Recruitment
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Jobs via eFinancialCareers. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Jobs via eFinancialCareers
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Jobs via eFinancialCareers’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
