At a Glance
- Tasks: Support compliance monitoring and tackle financial crime risks in a dynamic banking environment.
- Company: Join Cer Financial, a leading firm in the heart of London.
- Benefits: Enjoy a hybrid work model, competitive salary, and opportunities for professional growth.
- Other info: Be part of a supportive team with exciting projects and career advancement.
- Why this job: Make a real difference in compliance while developing your career in finance.
- Qualifications: Degree in law, finance, or related field; experience in compliance is a plus.
The predicted salary is between 40000 - 50000 € per year.
Hybrid (4/1 split) – Cer Financial is working alongside a bank based in the City of London and is seeking a Compliance Associate/Analyst on a permanent basis.
Location: City of London.
Responsibilities
- Support delivery of the Compliance Monitoring Programme in line with Financial Conduct Authority and Prudential Regulation Authority requirements.
- Identify and monitor regulatory and financial crime risks across the business.
- Assist in developing compliance frameworks, policies, and procedures.
- Conduct horizon scanning and assess regulatory changes.
- Provide compliance advice and support reporting and regulatory submissions.
- Help investigate and resolve compliance issues.
- Support financial crime activities (CDD, sanctions, risk assessments, control testing) alongside the Deputy MLRO.
- Contribute to trade surveillance, communications monitoring, and policy reviews.
- Provide cover for the Compliance Manager and assist with ad hoc projects.
Qualifications
- Bachelor’s degree in law, finance, risk or related discipline preferred.
- Professional qualification (e.g., ICA, CAMS, or equivalent) an advantage although not essential.
- 1-3 years of experience in compliance within wholesale banking and/or trade finance.
- A good understanding of regulatory rules/laws, industry issues and business operations.
- Knowledge of financial crime and regulatory requirements.
Compliance Associate / Analyst - CER Financial employer: Jobs via eFinancialCareers
Cer Financial is an exceptional employer located in the vibrant City of London, offering a dynamic hybrid work environment that fosters collaboration and innovation. With a strong commitment to employee development, we provide ample opportunities for growth through training and mentorship, ensuring our team members thrive in their careers. Our inclusive work culture prioritises compliance excellence and encourages proactive engagement with regulatory challenges, making it a rewarding place for professionals passionate about compliance and financial integrity.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Associate / Analyst - CER Financial
✨Tip Number 1
Network like a pro! Reach out to professionals in the compliance field on LinkedIn or at industry events. We can’t stress enough how valuable personal connections can be in landing that Compliance Associate role.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulatory requirements and financial crime risks. We recommend practising common interview questions and scenarios related to compliance to show you’re ready to tackle the challenges head-on.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. We suggest checking out our website for tailored job listings that fit your skills and interests, especially in the City of London.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in making a lasting impression. We believe it shows your enthusiasm for the role and keeps you fresh in their minds.
We think you need these skills to ace Compliance Associate / Analyst - CER Financial
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Associate/Analyst role. Highlight your experience in compliance, especially within wholesale banking or trade finance, and any relevant qualifications you have. We want to see how your background aligns with our needs!
Showcase Your Skills:In your cover letter, don’t just list your skills—show us how you've used them! Whether it’s identifying regulatory risks or developing compliance frameworks, give us examples that demonstrate your expertise and problem-solving abilities.
Be Clear and Concise:When writing your application, clarity is key. Use straightforward language and avoid jargon unless it's relevant to the role. We appreciate a well-structured application that gets straight to the point without unnecessary fluff.
Apply Through Our Website:We encourage you to apply through our website for the best chance of being noticed. It helps us keep track of applications and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at Jobs via eFinancialCareers
✨Know Your Regulations
Make sure you brush up on the latest regulations from the Financial Conduct Authority and Prudential Regulation Authority. Being able to discuss these confidently will show that you're not just familiar with compliance but are genuinely engaged with the industry.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've identified or managed compliance risks. This could be anything from conducting risk assessments to developing compliance frameworks. Real-life scenarios will help you stand out!
✨Ask Insightful Questions
Interviews are a two-way street, so come armed with questions that show your interest in the role and the company. Ask about their current compliance challenges or how they approach regulatory changes. This demonstrates your proactive mindset.
✨Demonstrate Team Spirit
Since you'll be supporting various teams, highlight your ability to collaborate effectively. Share examples of how you've worked with others to resolve compliance issues or improve processes. This will show that you're a team player who can contribute positively to their culture.
