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For Companies At a Glance
- Tasks: Support compliance functions and ensure adherence to laws and regulations.
- Company: Established fiduciary business with a strong reputation.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Why this job: Join a dynamic team and make a difference in compliance and regulation.
- Qualifications: 5+ years in financial services with a focus on compliance.
- Other info: Opportunity for career growth in a respected industry.
The predicted salary is between 36000 - 60000 £ per year.
Our client is seeking a Senior Compliance Administrator to join their compliance team. The successful candidate will take a proactive role in monitoring and developing the controls that ensure compliance with all relevant statutory, legal, and regulatory requirements. This full‑time position involves a range of responsibilities aimed at maintaining the firm\’s compliance standards and enhancing internal processes. The individual will be expected to handle allocated tests within the Compliance Monitoring Plan, identify risks, and collaborate effectively with various stakeholders. The role operates within a dynamic environment where the ability to manage one\’s workload and adhere to deadlines is essential. Additionally, this position offers the opportunity to contribute to training initiatives and stay updated on industry best practices.
Job Duties
- Take ownership of allocated tests within the Compliance Monitoring Plan and identify perceived risks to the business.
- Liaise with the business and document queries raised as a result of testing.
- Collaborate with internal stakeholders to resolve compliance issues and conduct risk assessments.
- Organise workload to ensure compliance monitoring reviews are conducted within agreed timeframes.
- Develop and implement compliance reporting mechanisms to track compliance activities.
- Respond to customer due diligence (CDD) and other onboarding queries from the business and Client Take‑on team.
- Assist in training new employees on compliance policies and procedures.
- Maintain records and documentation related to compliance activities and audits.
- Assist with enquiries from regulatory agencies and prepare for regulatory visits and investigations.
- Stay informed about industry best practices and trends in compliance.
Job Requirements
- Ideally educated to A Level standard or equivalent.
- Completed a professional qualification to Diploma level, such as an ICA qualification, which is preferred.
- A good awareness of local regulatory requirements and anti-money laundering (AML) practices.
- At least 3 years\’ experience in a similar role, preferably within a legal environment.
- Strong IT skills.
- Good interpersonal skills to develop relationships with colleagues and clients.
- Strong prioritisation and time management skills with the ability to work under pressure.
- Flexibility, energy, and enthusiasm.
- A solution-driven attitude towards problems.
- Ability to organise and manage workflows, delegating as appropriate.
- Capacity to work methodically and accurately.
What You’ll Love
In this role, you will play a key part in ensuring compliance within an established organisation that values integrity and client relationships. You will have the chance to develop your skills and knowledge in a supportive environment, all while contributing to a firm that prides itself on its commitment to clarity and pragmatic legal solutions. Our client offers a collaborative atmosphere where your contributions will be valued, and your personal and professional development will be encouraged. Be part of a team that is recognised for its expertise and commitment to client success.
Interested? Register today, confidentially, with one of our friendly and dedicated recruitment specialists by clicking here.
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Senior Compliance Administrator employer: jobs.jerseyeveningpost.com-job boards
Contact Detail:
jobs.jerseyeveningpost.com-job boards Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Administrator
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services industry and let them know you're on the lookout for a Senior Compliance Administrator role. You never know who might have the inside scoop on an opportunity!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of anti-money laundering and client due diligence requirements. We want you to be able to showcase your expertise and demonstrate how you can add value to the compliance function.
✨Tip Number 3
Practice makes perfect! Conduct mock interviews with friends or mentors to get comfortable discussing your experience in a fiduciary/compliance environment. This will help you articulate your methodical and detail-oriented approach.
✨Tip Number 4
Don't forget to apply through our website! It's a great way to ensure your application gets noticed. Plus, signing up for job alerts means you'll be the first to know about new opportunities that match your skills.
We think you need these skills to ace Senior Compliance Administrator
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Administrator role. Highlight your experience in financial services and compliance, especially any relevant laws and regulations you've worked with.
Showcase Your Attention to Detail: Since this role requires a methodical approach, emphasise your attention to detail in your application. Use specific examples from your past work to demonstrate how you've ensured compliance in previous roles.
Craft a Compelling Cover Letter: Don’t skip the cover letter! Use it to explain why you’re the perfect fit for the role. Mention your understanding of anti-money laundering and client due diligence requirements, and how you can contribute to our compliance function.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications better and ensures you don’t miss out on any updates regarding your application.
How to prepare for a job interview at jobs.jerseyeveningpost.com-job boards
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of anti-money laundering and client due diligence requirements. Being able to discuss these topics confidently will show that you’re not just familiar with the regulations, but that you can apply them in a practical setting.
✨Showcase Your Experience
With at least 5 years in the financial services industry, be ready to share specific examples from your past roles. Highlight situations where you successfully navigated compliance challenges or improved processes, as this will demonstrate your capability and experience.
✨Attention to Detail is Key
Since the role requires a methodical and detail-oriented approach, prepare to discuss how you ensure accuracy in your work. You might want to mention any tools or techniques you use to maintain high standards in compliance tasks.
✨Ask Insightful Questions
Prepare some thoughtful questions about the company’s compliance culture and challenges they face. This not only shows your interest in the role but also gives you a chance to assess if the company aligns with your values and work style.
