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- Tasks: Support compliance, independence, and ethics activities while collaborating with various teams.
- Company: Join a leading firm committed to ethical behaviour and compliance.
- Benefits: Professional growth opportunities, collaborative environment, and support for your career journey.
- Why this job: Make a real impact on the firm's reputation and enhance your skills in compliance.
- Qualifications: Experience in audit, compliance, or risk management; strong organisational and communication skills.
- Other info: Dynamic role with no direct reports but extensive team collaboration.
The predicted salary is between 36000 - 60000 £ per year.
Our client is seeking a Senior Associate in Compliance, Independence and Ethics to join their team in either Jersey or Guernsey. This full‑time position involves a contracted 37.5 hours per week within the Business Enablement - Ethics and Compliance Pillar. The successful candidate will work closely with the leadership team to support various compliance, independence, and ethics activities and projects. The role is integral to ensuring that the firm's practices align with the rigorous standards set out in compliance, independence, and ethics. The environment encourages a collaborative approach, enabling the individual to broaden their experience and make a more significant impact across the organisation. As part of the compliance efforts, the firm emphasises a strong ethical culture, pivotal in fostering relationships with clients, stakeholders, and colleagues. The role will also involve supporting essential processes and conducting investigations in alignment with compliance policies. This position will not have direct reports, but it will involve interaction with multiple teams and stakeholders.
Job Duties:
- Perform various processes and operate controls within the Compliance team.
- Assist with annual reviews of policies and procedures.
- Review internal applications and consultations in line with the policy.
- Investigate breaches and conduct root cause analysis.
- Conduct compliance monitoring tests and prepare reports on results.
- Maintain and update compliance registers and manage assigned tasks in compliance systems.
- Assist with quarterly reporting to relevant committees.
- Maintain process documentation and internal communications.
- Support the delivery of training and prepare training materials for new joiners.
- Organise team meetings, set agendas, and track actions.
- Collaborate with remote teams and colleagues across different locations.
Job Requirements:
- A relevant professional qualification (e.g., ACCA, ICAEW) is beneficial.
- Strong organisational skills and ability to work to deadlines.
- Tech‑savvy with a willingness to master internal systems.
- Excellent communication skills for collaboration across teams.
- Proactive, self‑motivated, and detail‑oriented.
- Experience in audit, compliance, or risk management is essential.
- Knowledge of auditor independence rules and financial crime compliance is desirable.
- Experience in coaching and training junior team members.
What You’ll Love:
This role offers the opportunity to play a crucial part in maintaining and enhancing the firm's reputation within the jurisdiction. The collaborative environment allows you to develop your skills in regulatory oversight and policy creation while being part of a firm committed to ethical behaviour and compliance. You will have ample opportunities for continuous professional growth, receiving coaching and support during your career journey.
Senior Associate Compliance, Independence and Ethics employer: jobs.jerseyeveningpost.com-job boards
Contact Detail:
jobs.jerseyeveningpost.com-job boards Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Associate Compliance, Independence and Ethics
✨Tip Number 1
Network like a pro! Reach out to people in the compliance and ethics field on LinkedIn or at industry events. A friendly chat can lead to opportunities that aren’t even advertised yet.
✨Tip Number 2
Prepare for interviews by researching the company’s values and recent projects. Show them you’re not just a fit for the role, but also for their culture. We want to see your passion for compliance and ethics shine through!
✨Tip Number 3
Practice your responses to common interview questions, especially those related to compliance scenarios. We recommend using the STAR method (Situation, Task, Action, Result) to structure your answers effectively.
✨Tip Number 4
Don’t forget to follow up after your interview! A quick thank-you email can keep you top of mind and show your enthusiasm for the position. Plus, it’s a great way to reiterate your interest in contributing to their ethical culture.
We think you need these skills to ace Senior Associate Compliance, Independence and Ethics
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience in compliance, independence, and ethics. We want to see how your skills align with the specific requirements of the Senior Associate role.
Showcase Your Skills: Don’t forget to emphasise your organisational skills and tech-savviness. Mention any relevant qualifications or experiences that demonstrate your ability to work collaboratively across teams, as this is key for us at StudySmarter.
Be Proactive: In your application, share examples of how you've taken initiative in past roles, especially in compliance or risk management. We love candidates who are self-motivated and detail-oriented, so let that shine through!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity in our collaborative environment.
How to prepare for a job interview at jobs.jerseyeveningpost.com-job boards
✨Know Your Compliance Stuff
Make sure you brush up on compliance, independence, and ethics regulations relevant to the role. Familiarise yourself with the firm's policies and any recent changes in legislation. This will show that you're not just interested in the job but also committed to maintaining high standards.
✨Showcase Your Organisational Skills
Since this role requires strong organisational skills, prepare examples of how you've successfully managed multiple tasks or projects in the past. Be ready to discuss your approach to prioritising work and meeting deadlines, as this will demonstrate your ability to thrive in a fast-paced environment.
✨Communicate Effectively
Practice articulating your thoughts clearly and concisely. Given the collaborative nature of the role, highlight your experience working with diverse teams. Use specific examples to illustrate how you've effectively communicated complex compliance issues to non-experts.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about potential breaches or ethical dilemmas you might face and how you would handle them. This will help you demonstrate your proactive and detail-oriented mindset.
