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- Tasks: Support compliance, independence, and ethics activities while collaborating with various teams.
- Company: Join a firm committed to ethical behaviour and compliance in Jersey or Guernsey.
- Benefits: Opportunities for professional growth, coaching, and a collaborative work environment.
- Why this job: Play a crucial role in enhancing the firm's reputation and developing your skills.
- Qualifications: Experience in audit, compliance, or risk management; strong organisational and communication skills.
- Other info: Dynamic role with no direct reports but extensive team collaboration.
The predicted salary is between 36000 - 60000 £ per year.
Our client is seeking a Senior Associate in Compliance, Independence and Ethics to join their team in either Jersey or Guernsey. This full‑time position involves a contracted 37.5 hours per week within the Business Enablement - Ethics and Compliance Pillar. The successful candidate will work closely with the leadership team to support various compliance, independence, and ethics activities and projects. The role is integral to ensuring that the firm's practices align with the rigorous standards set out in compliance, independence, and ethics.
The environment encourages a collaborative approach, enabling the individual to broaden their experience and make a more significant impact across the organisation. As part of the compliance efforts, the firm emphasises a strong ethical culture, pivotal in fostering relationships with clients, stakeholders, and colleagues. The role will also involve supporting essential processes and conducting investigations in alignment with compliance policies. This position will not have direct reports, but it will involve interaction with multiple teams and stakeholders.
Job Duties:- Perform various processes and operate controls within the Compliance team.
- Assist with annual reviews of policies and procedures.
- Review internal applications and consultations in line with the policy.
- Investigate breaches and conduct root cause analysis.
- Conduct compliance monitoring tests and prepare reports on results.
- Maintain and update compliance registers and manage assigned tasks in compliance systems.
- Assist with quarterly reporting to relevant committees.
- Maintain process documentation and internal communications.
- Support the delivery of training and prepare training materials for new joiners.
- Organise team meetings, set agendas, and track actions.
- Collaborate with remote teams and colleagues across different locations.
- A relevant professional qualification (e.g., ACCA, ICAEW) is beneficial.
- Strong organisational skills and ability to work to deadlines.
- Tech‑savvy with a willingness to master internal systems.
- Excellent communication skills for collaboration across teams.
- Proactive, self‑motivated, and detail‑oriented.
- Experience in audit, compliance, or risk management is essential.
- Knowledge of auditor independence rules and financial crime compliance is desirable.
- Experience in coaching and training junior team members.
This role offers the opportunity to play a crucial part in maintaining and enhancing the firm's reputation within the jurisdiction. The collaborative environment allows you to develop your skills in regulatory oversight and policy creation while being part of a firm committed to ethical behaviour and compliance. You will have ample opportunities for continuous professional growth, receiving coaching and support during your career journey.
Interested? Register today, confidentially, with one of our friendly and dedicated recruitment specialists.
Senior Associate Compliance, Independence and Ethics in London employer: jobs.jerseyeveningpost.com-job boards
Contact Detail:
jobs.jerseyeveningpost.com-job boards Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Associate Compliance, Independence and Ethics in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and ethics field. Attend industry events or webinars, and don’t be shy about introducing yourself. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by researching the company’s values and recent projects. Show them you’re not just another candidate; you’re genuinely interested in their mission and how you can contribute to their compliance efforts.
✨Tip Number 3
Practice your responses to common interview questions, especially those related to compliance and ethics scenarios. Use the STAR method (Situation, Task, Action, Result) to structure your answers and highlight your experience effectively.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take that extra step to engage with us directly.
We think you need these skills to ace Senior Associate Compliance, Independence and Ethics in London
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience in compliance, independence, and ethics. We want to see how your skills align with the specific requirements of the role, so don’t hold back on showcasing your relevant achievements!
Showcase Your Communication Skills: Since this role involves collaboration across teams, it’s essential to demonstrate your excellent communication skills. Use clear and concise language in your application, and consider including examples of how you've effectively communicated in previous roles.
Highlight Your Organisational Skills: This position requires strong organisational abilities, so be sure to mention any relevant experiences where you’ve successfully managed multiple tasks or projects. We love seeing candidates who can juggle responsibilities while meeting deadlines!
Apply Through Our Website: We encourage you to apply directly through our website for a smoother application process. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity!
How to prepare for a job interview at jobs.jerseyeveningpost.com-job boards
✨Know Your Compliance Basics
Make sure you brush up on the key compliance, independence, and ethics principles relevant to the role. Familiarise yourself with the latest regulations and standards in the industry, as this will show your commitment and understanding of the field.
✨Showcase Your Organisational Skills
Since the role requires strong organisational skills, prepare examples from your past experiences where you successfully managed multiple tasks or projects. Highlight how you met deadlines and maintained attention to detail, as these are crucial for the position.
✨Prepare for Team Collaboration Questions
Expect questions about teamwork and collaboration, given the role's emphasis on working with various teams. Think of specific instances where you worked effectively with others, especially in a remote setting, and be ready to discuss how you navigated challenges.
✨Demonstrate Your Proactive Approach
The firm values proactive and self-motivated individuals. Prepare to discuss situations where you took the initiative, whether it was in compliance monitoring, training, or process improvement. This will illustrate your readiness to contribute positively to the team.
