Investor KYC & Due Diligence Manager

Our client is seeking an experienced Investor KYC and Due Diligence Manager to join their Business Implementation team. This role will involve overseeing the day-to-day activities of the Investor Due Diligence team, ensuring the successful on-boarding, re-certification, and management of investor relationships. The role holder will work closely with the Head of KYC and Due Diligence, focusing on investor on-boarding, recertification, trigger events, and reporting. The successful candidate will ensure that deadlines are met, work is of a high standard, and that the team’s activities align with regulatory requirements.

Job Duties:

• Manage the day-to-day activities of the Investor Due Diligence team, ensuring timely completion of investor on-boarding, recertification, and trigger events.
• Collaborate closely with the Head of KYC and Due Diligence to ensure compliance with all AML/KYC requirements.
• Oversee the collection of AML/KYC documents for client and investor re-certifications.
• Ensure all due diligence processes are conducted in accordance with regulatory and internal standards.
• Support the wider team to ensure that deadlines are adhered to and work is presented at the highest standard.
• Assist with reporting and maintaining accurate and up-to-date records of investor due diligence activities.
• Contribute to the transformation of the Business Implementation business line by supporting the introduction of new systems and streamlined processes.
• Work to enhance digitalisation efforts and introduce efficiencies into the investor on-boarding and recertification processes.
• Assist in managing the transfer of interest and trigger events, ensuring compliance and accuracy.
• Provide guidance and support to team members, ensuring a high level of performance and adherence to company policies.
• Monitor team progress, identify challenges, and develop solutions to improve processes and outcomes.
• Ensure consistent and proactive communication with internal and external stakeholders regarding investor due diligence and on-boarding activities.

Job Requirements:

• Proven experience in KYC, AML, or Due Diligence, preferably within an investor-focused environment.
• Strong understanding of regulatory requirements for investor on-boarding, recertification, and due diligence.
• Experience in managing a team, with the ability to lead, motivate, and support staff effectively.
• Proficiency in managing multiple tasks, ensuring deadlines are met, and work is of a high standard.
• Strong analytical and organisational skills, with the ability to identify issues and propose solutions.
• Familiarity with digitalisation efforts and process improvements within a financial services environment.
• Excellent communication skills, with the ability to engage effectively with both internal and external stakeholders.
• Ability to manage workloads and prioritise tasks to meet business requirements.
• Knowledge of relevant regulatory and compliance frameworks, particularly in relation to investor KYC and AML.
• Strong attention to detail, with a focus on accuracy and efficiency.
• Proficiency in Microsoft Office and other relevant business software.

What You’ll Love:
Our client offers a supportive and dynamic environment where you will have the opportunity to lead a team through a period of transformation. The role provides the chance to drive digitalisation efforts, streamline processes, and contribute to the efficiency and success of the Business Implementation team. As the Investor KYC and Due Diligence Manager, you will have the opportunity to make a significant impact on both regulatory compliance and operational improvements, supporting the firm’s continued growth and success.

Interested? Register today, confidentially, with one of our friendly and dedicated recruitment specialists by clicking here.

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