Robert Walters is seeking a Senior Client Compliance Analyst to join as a Consultant. You will be a compliance partner to the retail investment platform, advising on propositions, marketing, operations and strategic change, while interpreting FCA requirements and HMRC legislation.
You will collaborate with first line teams to manage risks, support incident management and contribute to Consumer Duty initiatives across funds, ISAs, SIPPs and distribution channels.
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Senior Compliance Partner - Investments & Retail Wealth in Manchester employer: Jobs for Humanity
Sian Hobbs Ltd is an exceptional employer that fosters a collaborative and innovative work culture, where your contributions directly impact the company's success. Located in the vibrant United Kingdom, we offer competitive benefits, professional development opportunities, and a commitment to employee growth, ensuring you thrive both personally and professionally in your role as Strategic FP&A Manager.
