Senior Risk & Compliance Assurance Lead (FinTech)

Senior Risk & Compliance Assurance Lead (FinTech)

Full-Time 60000 - 80000 £ / year (est.) Home office (partial)
J

At a Glance

  • Tasks: Lead the Risk and Compliance Monitoring Plan in a dynamic FinTech environment.
  • Company: Join Capital on Tap, a forward-thinking FinTech firm focused on compliance excellence.
  • Benefits: Enjoy a hybrid work model, competitive salary, and well-being benefits.
  • Other info: Dynamic work culture with opportunities for professional growth.
  • Why this job: Make a real impact by enhancing operational standards in a fast-paced industry.
  • Qualifications: Extensive monitoring experience in a UK FCA-regulated firm is essential.

The predicted salary is between 60000 - 80000 £ per year.

Capital on Tap is seeking a Senior Risk & Compliance Assurance Manager to lead the Risk and Compliance Monitoring Plan. This hybrid role requires a strategic individual with extensive independent monitoring experience in a UK FCA-regulated firm. The successful candidate will control the compliance monitoring process and provide constructive governance to enhance operational standards across financial products.

We offer a dynamic work environment with a variety of benefits aimed at promoting employee well-being.

Senior Risk & Compliance Assurance Lead (FinTech) employer: jobr.pro

At Capital on Tap, we pride ourselves on being an excellent employer by fostering a dynamic work environment that prioritises employee well-being and growth. Our commitment to professional development, coupled with a supportive culture that encourages innovation and collaboration, makes this an ideal place for individuals looking to make a meaningful impact in the FinTech sector. With a focus on compliance and operational excellence, you will have the opportunity to lead initiatives that shape the future of financial products while enjoying a range of benefits tailored to enhance your work-life balance.

J

Contact Details:

jobr.pro Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Senior Risk & Compliance Assurance Lead (FinTech)

Tip Number 1

Network like a pro! Reach out to industry professionals on LinkedIn or attend FinTech events. We can’t stress enough how personal connections can open doors that applications alone can’t.

Tip Number 2

Prepare for interviews by researching the company and its compliance culture. We recommend practising common interview questions related to risk management and compliance to show you’re the right fit for the role.

Tip Number 3

Showcase your expertise! Bring examples of your previous work in compliance monitoring to the table. We want to see how you’ve enhanced operational standards in past roles.

Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take that extra step to connect with us directly.

We think you need these skills to ace Senior Risk & Compliance Assurance Lead (FinTech)

Risk Management
Compliance Monitoring
Governance
FCA Regulations
Operational Standards
Strategic Thinking
Independent Monitoring

Some tips for your application 🫡

Tailor Your CV:Make sure your CV is tailored to the Senior Risk & Compliance Assurance Lead role. Highlight your independent monitoring experience and any relevant achievements in compliance within FCA-regulated firms. We want to see how you can bring value to our team!

Craft a Compelling Cover Letter:Your cover letter should tell us why you're the perfect fit for this role. Share your strategic mindset and how you've enhanced operational standards in previous positions. Remember, this is your chance to shine and show us your passion for risk and compliance!

Showcase Relevant Skills:In your application, be sure to showcase skills that align with the job description, like governance and compliance monitoring. We’re looking for someone who can lead effectively, so don’t hold back on sharing your leadership experiences!

Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep everything organised and ensures your application gets the attention it deserves. Plus, it’s super easy!

How to prepare for a job interview at jobr.pro

Know Your Compliance Stuff

Make sure you brush up on the latest regulations and compliance standards relevant to the UK FCA. Being able to discuss specific examples of how you've navigated compliance challenges in previous roles will show that you're not just familiar with the theory, but also have practical experience.

Showcase Your Strategic Thinking

Prepare to discuss how you've developed and implemented risk management strategies in the past. Use concrete examples to illustrate your ability to think strategically and lead initiatives that enhance operational standards across financial products.

Demonstrate Your Monitoring Skills

Be ready to explain your approach to compliance monitoring. Discuss any tools or methodologies you've used to ensure effective oversight and how you've adapted these processes to meet the needs of a dynamic environment like Capital on Tap.

Engage with Their Culture

Research Capital on Tap's values and work culture. During the interview, express how your personal values align with theirs and how you can contribute to their dynamic work environment. This shows that you're not just looking for a job, but a place where you can thrive and make a difference.