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- Tasks: Join our legal team to provide regulatory and commercial support in a fast-paced environment.
- Company: Interactive Brokers is a leading global financial services firm known for innovation and client commitment.
- Benefits: Enjoy hybrid working, daily lunches, performance bonuses, and comprehensive health plans.
- Why this job: Be part of a collaborative team that values diverse perspectives and offers cross-border exposure.
- Qualifications: Qualified solicitor with 3-5 years in financial regulation; strong drafting and communication skills required.
- Other info: Located in a stunning London tower, this role offers a dynamic work culture and career development opportunities.
The predicted salary is between 43200 - 72000 £ per year.
Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.
IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.
Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.
We are seeking a motivated mid-level lawyer with a strong background in financial regulation to join the legal team of a global execution-only brokerage firm. Based in London and reporting to a senior lawyer, you will provide regulatory and commercial legal support across IBKR’s UK, Irish and Dubai offices. This is a hands-on role for a collaborative, commercially minded lawyer who enjoys varied work, cross-border exposure, and partnering with the business in a fast-paced environment.
We currently operate a hybrid working model in one of the most iconic City of London towers on Fenchurch Street. And you will be pleased to hear we offer lunch from a selection of vendors every day you are in the office.
Key Responsibilities- Regulatory Advice & Change Implementation
- Advise on UK and international financial regulatory frameworks, including the FCA Handbook, UK MiFID II, Consumer Duty, relevant EU regulations (e.g., Retail Investment Strategy), and DFSA requirements.
- Support the firm’s ongoing compliance by tracking regulatory developments and assessing their impact across jurisdictions (UK, EU, UAE).
- Lead or support projects to implement legal and regulatory change, working closely with compliance and business teams.
- Commercial Legal Support
- Draft, review and negotiate a wide range of contracts, including client agreements, terms of business, SLAs, outsourcing arrangements and vendor contracts.
- Provide legal input on new commercial initiatives, including partnerships and product launches.
- Stakeholder Engagement & Internal Advisory
- Collaborate with compliance, risk, operations and trading teams to provide practical legal advice aligned with business strategy.
- Deliver training on regulatory requirements and legal developments.
Qualified solicitor (England & Wales), with a background in financial regulation gained in-house or at a law firm. We expect the successful candidate to have approximately 3–5 years’ post-qualification experience, but we’re open to hearing from strong applicants outside that range who meet the core criteria.
Experience advising trading or brokerage firms on regulatory issues. Excellent drafting, negotiation and analytical skills. Ability to manage multiple workstreams and meet tight deadlines in a fast-paced environment. Clear and confident communicator, capable of translating legal issues for non-legal stakeholders. In-house experience at a brokerage firm, trading platform or similar financial services firm. Experience advising on cross-border regulatory matters. Familiarity with other international regimes (e.g., US, UAE) is a plus.
This team is collaborative, supporting each other and providing guidance to meet group objectives. If you are adaptable, pragmatic and willing to get involved in a broad range of legal work, then this role is for you.
Location and hours: 20 Fenchurch Street, London, EC3M 8AF
Career support and development
- Salary commensurate with experience
- Performance-based discretionary cash bonus scheme
- Discretionary stock grant
- Group Life Assurance cover
- Group Income Protection
- Occupation pension scheme based on Gross earnings
- Above statutory annual leave, increasing with service
- We currently offer daily company-paid lunch and healthy snack options throughout the day (when working from the office)
- Access to Private Medical Insurance, Dental Plan and/or Health Cash Plan (including dependants)
Interactive Brokers is an Equal Opportunity Employer committed to offering employees a diverse, equitable and inclusive workplace. If you have what it takes to become part of our London office team, please apply today!
Interactive Brokers (UK) values in promoting, monitoring, implementing best practices, policies and procedures and culture in adhering to and promoting the FCA Consumer Duty with the organisation.
Legal Counsel - Financial Regulation/Trading employer: Jobleads-UK
Contact Detail:
Jobleads-UK Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Legal Counsel - Financial Regulation/Trading
✨Tip Number 1
Familiarise yourself with the FCA Handbook and UK MiFID II regulations. Understanding these frameworks will not only help you in interviews but also demonstrate your commitment to the role and the company.
✨Tip Number 2
Network with professionals in the financial regulation sector, especially those who have experience in brokerage firms. Engaging with them can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Prepare to discuss specific regulatory challenges faced by trading firms. Being able to articulate these issues and potential solutions will showcase your analytical skills and understanding of the industry.
✨Tip Number 4
Highlight any experience you have with cross-border regulatory matters during your conversations. This is particularly relevant for a role that involves multiple jurisdictions like the UK, EU, and UAE.
We think you need these skills to ace Legal Counsel - Financial Regulation/Trading
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Legal Counsel position. Familiarise yourself with financial regulations, especially those relevant to trading and brokerage firms.
Tailor Your CV: Customise your CV to highlight your experience in financial regulation and any relevant legal work. Emphasise your skills in drafting, negotiation, and your ability to manage multiple workstreams effectively.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for financial law and your understanding of the regulatory landscape. Mention specific experiences that align with the job description and demonstrate how you can contribute to the team.
Highlight Relevant Experience: In your application, be sure to detail any in-house experience at a brokerage or similar financial services firm. Discuss your familiarity with UK and international regulatory frameworks, as well as any cross-border regulatory matters you've handled.
How to prepare for a job interview at Jobleads-UK
✨Understand Financial Regulations
Make sure you have a solid grasp of UK and international financial regulations, especially the FCA Handbook and MiFID II. Be prepared to discuss how these regulations impact the brokerage industry and demonstrate your ability to apply this knowledge in practical scenarios.
✨Showcase Your Drafting Skills
Since the role involves drafting and negotiating contracts, bring examples of your previous work. Be ready to explain your approach to contract negotiation and how you ensure compliance with regulatory requirements while meeting business needs.
✨Prepare for Stakeholder Engagement Questions
Expect questions about how you would collaborate with various teams, such as compliance and trading. Think of specific instances where you've successfully communicated complex legal issues to non-legal stakeholders and how you facilitated cross-departmental projects.
✨Demonstrate Adaptability and Pragmatism
The company values adaptability in a fast-paced environment. Prepare to discuss situations where you've had to pivot quickly or manage multiple priorities. Highlight your problem-solving skills and how you approach legal challenges in a commercial context.
