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- Tasks: Conduct audits on licensing and regulatory compliance in the marine services sector.
- Company: Join a leading Marine Services Organisation supporting the Royal Navy in the UK.
- Benefits: Flexible work options, competitive rates, and opportunities for professional growth.
- Why this job: Make an impact by ensuring compliance and improving processes in a vital industry.
- Qualifications: Experience in regulatory compliance audits and strong communication skills required.
- Other info: Fieldwork can be done remotely or in person; apply before 23rd July 2021.
The predicted salary is between 36000 - 60000 £ per year.
The end client is a leading Marine Services Organisation, servicing the Royal Navy in the UK. The Maritime Services business has recognised that with an increasing and diverse organisational structure, ensuring that the correct licences are in place for the business and its staff, as well as early sight and implementation of regulatory change is of increasing importance. They are therefore seeking assurance to the effectiveness of existing controls.
The successful candidate will be expected to create the dedicated fieldwork plan to support audit delivery. It is anticipated that audit fieldwork will likely consist of documentation reviews, process walkthroughs, and interviews with key stakeholders, as appropriate. Access to a Subject Matter Expert in relation to Licensing and Regulatory Compliance would aid those undertaking the fieldwork but is not envisaged to be required for the full duration of the audit. It is expected that there will be approximately 20 interviews of stakeholders of varying seniority as part of fieldwork. The auditors will be expected to provide feedback on the audit findings to the key stakeholders at an exit meeting, with the Internal Audit point of contact in attendance.
Objectives of the audit are as follows:
- To provide assurance that there is an effective licensing and regulatory change identification and capture mechanism being operated by the Senior Leadership Team to inform decision-making.
- To provide assurance that there is appropriate monitoring and review of the Business Unit and Individual licensing and regulatory status with respect to the requirements of their current roles.
- To provide assurance that there is an effective process in place to identify areas that are at risk of non-compliance.
- To provide assurance that there are comprehensive plans in place to achieve regulatory compliance in an appropriate timeframe.
- To provide assurance that appropriate management reporting tracks compliance plans and non-compliance exposure.
The successful candidate should provide sufficient documentary evidence to support their ability to deliver the Licences and Regulatory Requirements Internal Audit detailed above in the timescales required. In addition, the candidate should indicate areas for improvement or additional areas not currently detailed in the objectives.
Logistics, Location & Rate:
- Start: The Licences and Regulatory Requirements Audit is proposed to be undertaken and reported between October 2021 and December 2021, having fully completed the audit before the Christmas break. Fieldwork is expected to be no longer than 3 weeks, followed by 2 weeks for reporting.
- Location: Southern England
- Rate: Rate to be appropriate to the successful candidate's level of experience.
- Close date: No later than Friday 23rd July 2021 2pm, BST
We will review all APTs and select the best 3 applicants for the client. The client will then conduct interviews.
Consultant Gig #789-UK-Marine Services Business - Licensing and Regulatory Compliance Audit Expert employer: Job Traffic
Contact Detail:
Job Traffic Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Consultant Gig #789-UK-Marine Services Business - Licensing and Regulatory Compliance Audit Expert
✨Tip Number 1
Familiarise yourself with the specific licensing and regulatory compliance frameworks relevant to the marine services sector. Understanding the nuances of these regulations will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the marine services industry, especially those who have experience in regulatory compliance audits. Engaging in conversations can provide insights into the challenges faced and the skills required, which can be beneficial during your application process.
✨Tip Number 3
Prepare for stakeholder interviews by developing a list of insightful questions that reflect your understanding of the audit objectives. This will showcase your analytical skills and your proactive approach to identifying areas for improvement.
✨Tip Number 4
Stay updated on recent changes in maritime regulations and compliance standards. Being knowledgeable about current trends will not only enhance your discussions during the interview but also position you as a well-informed candidate who can add value to the organisation.
We think you need these skills to ace Consultant Gig #789-UK-Marine Services Business - Licensing and Regulatory Compliance Audit Expert
Some tips for your application 🫡
Understand the Role: Thoroughly read the job description to grasp the key responsibilities and objectives of the role. Highlight your relevant experience in licensing and regulatory compliance, as well as your ability to conduct audits.
Tailor Your CV: Customise your CV to reflect your expertise in marine services and regulatory compliance. Include specific examples of past audit experiences, stakeholder engagement, and any relevant qualifications that align with the job requirements.
Craft a Compelling Cover Letter: Write a cover letter that addresses the specific needs of the client. Emphasise your understanding of the importance of compliance in the marine sector and how your skills can contribute to effective decision-making within the organisation.
Prepare for Interviews: Anticipate questions related to your audit methodology and experience with regulatory compliance. Be ready to discuss how you would approach the fieldwork plan and engage with stakeholders effectively during the audit process.
How to prepare for a job interview at Job Traffic
✨Understand the Regulatory Landscape
Familiarise yourself with the current licensing and regulatory requirements specific to the marine services sector. Being able to discuss recent changes or challenges in compliance will demonstrate your expertise and readiness for the role.
✨Prepare for Stakeholder Interviews
Since you'll be conducting interviews with stakeholders of varying seniority, practice your interviewing skills. Prepare open-ended questions that encourage discussion about their experiences with compliance and regulatory processes.
✨Showcase Your Audit Experience
Be ready to provide examples from your past audit experiences, particularly those related to licensing and regulatory compliance. Highlight how you identified risks and implemented effective controls in previous roles.
✨Demonstrate Problem-Solving Skills
Think of potential areas for improvement within the current compliance framework. Be prepared to discuss these ideas during the interview, showing that you can think critically and contribute to enhancing the organisation's processes.
