CASS Governance and Oversight - Breaches, Audit and Training - Vice President
CASS Governance and Oversight - Breaches, Audit and Training - Vice President

CASS Governance and Oversight - Breaches, Audit and Training - Vice President

Full-Time 43200 - 72000 £ / year (est.) No home office possible
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This is a unique opportunity to join an established but expanding team who are responsible for the governance and oversight of a number of J.P. Morgan\’s legal entities in relation to the Financial Conduct Authority\’s (FCA) Client Asset (CASS) regulations.As a CASS Governance and Oversight – Breaches, Audit and Training – Vice President in the CASS Governance and Oversight team, you will be primarily responsible for the oversight of the breach management process and annual external CASS audit, production of CASS training and management of ad hoc CASS focused projects. You will be a part of the CASS Governance & Oversight and UK Outsourcing Governance team who are responsible for the design, implementation and oversight of the governance frameworks that ensure that the Corporate and Investment Bank (CIB) is able to comply with UK client asset rules set by the FCA\’s and outsourcing requirements set by the Prudential Regulation Authority (PRA). In this role you will be involved in the tasks related to design and implementation of the oversight framework for CASS rules requirements within the CIB, ensuring the CIB’s Client Asset Oversight Officer (CAOO) and relevant Senior Management Functions (SMFs) are able to deliver on their regulatory responsibilities. You will work closely with Operations, Business and Product Management spanning all lines of business across the In-Scope Legal Entities. In addition, you will partner with Compliance, Audit and Risk.Job responsibilitiesManage breach management, including reporting on potential breaches and supporting lines of business with remediationCoordinate the annual external CASS audit and any other scheduled internal audits/compliance testingDevelop and provide relevant CASS training to lines of business, senior management, and board members as requiredManage the CASS Resolution Pack, including recurring testing of documentation provided by relevant business lines and the maintenance of the master documentsIdentify and manage any ad hoc CASS tasks or projects when requiredOversee the day-to-day people management of the CASS Governance & Oversight Breaches, Audit, and Training teamBuild strong and collaborative relationships with key stakeholders in the business and operationsRequired qualifications, capabilities, and skillsUnderstanding of UK CASS rules and their applicationStrong communication skills – both verbal and writtenExcellent negotiation and influencing skills and ability to drive changeStrong organizational skills, attention to detail and ability to manage and prioritize effectivelyAttention to detail with the ability to succinctly communicate requirements / actionsAbility to multi task in a fast paced environment and to work under pressure to set deadlinesHighly motivated, intuitive and possess initiative to identify potential process improvements across all business areas #J-18808-Ljbffr

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CASS Governance and Oversight - Breaches, Audit and Training - Vice President
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  • CASS Governance and Oversight - Breaches, Audit and Training - Vice President

    Full-Time
    43200 - 72000 £ / year (est.)

    Application deadline: 2027-07-11

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