At a Glance
- Tasks: Lead investigations into regulatory breaches and enhance operational efficiency in Transfer Agency.
- Company: Join BNY, a leader in financial services with a commitment to excellence.
- Benefits: Enjoy competitive pay, flexible resources, and generous paid leave for personal moments.
- Other info: Diverse workplace with a strong focus on personal growth and community support.
- Why this job: Make a real impact in governance while developing your skills in a dynamic environment.
- Qualifications: Experience in financial services and a passion for AI/Digital Tools preferred.
The predicted salary is between 45000 - 55000 £ per year.
Responsibilities
- Oversee investigation of regulatory breaches and operational incidents related to Transfer Agency operations, ensuring timely resolution and implementation of corrective actions.
- Produce and analyze management information: develop and maintain management information reports to track key performance indicators (KPIs), identify trends, and provide insights to senior management on Transfer Agency operations.
- Review the design and operating effectiveness of business controls, driving continuous improvement and ensuring compliance with regulatory requirements and internal policies.
- Ensure all work is processed in line with clients' regulatory requirements including CASS, COLL, COBS, DISP, GDPR and Consumer Duty as applicable.
Qualifications
- Combination of education, training, and experience that demonstrates the ability to perform the responsibilities of the role. A bachelor's degree may be beneficial but is not necessarily required.
- Experience in a financial services operational area and/or governance preferred.
- Willingness to develop personal skills in AI/Digital Tools preferred.
Benefits
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
Equal Employment Opportunity
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
Senior Associate, Client Service employer: Job Search Place Limited
At BNY, we pride ourselves on being an exceptional employer, offering a dynamic work culture that prioritises employee wellbeing and professional growth. Located in Manchester, our Senior Associate role within the UK Transfer Agency team provides access to competitive compensation, generous benefits, and opportunities to develop skills in cutting-edge AI and digital tools, all while fostering a supportive environment that values diversity and inclusion.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Associate, Client Service
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those working in governance or client services. A friendly chat can lead to insider info about job openings and even referrals.
✨Tip Number 2
Prepare for interviews by researching the company and its values. Understand their approach to compliance and operational excellence, so you can show how your skills align with their needs.
✨Tip Number 3
Showcase your analytical skills! Be ready to discuss how you've used data to drive improvements in past roles. Highlighting your experience with KPIs and management information will set you apart.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Senior Associate, Client Service
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter for the Senior Associate role. Highlight your experience in financial services and governance, and show how your skills align with the responsibilities listed in the job description.
Showcase Your Analytical Skills:Since the role involves producing and analysing management information, be sure to include examples of how you've used data to drive insights or improvements in previous roles. We love seeing those analytical skills in action!
Demonstrate Compliance Knowledge:Familiarise yourself with the regulatory requirements mentioned, like CASS and GDPR. Mention any relevant experience you have in ensuring compliance, as this will show us you're ready to hit the ground running.
Apply Through Our Website:We encourage you to submit your application through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at Job Search Place Limited
✨Know Your Regulations
Make sure you brush up on the key regulations mentioned in the job description, like CASS, COLL, and GDPR. Being able to discuss these confidently will show that you understand the compliance landscape and can navigate it effectively.
✨Showcase Your Analytical Skills
Prepare to discuss your experience with management information reports and KPIs. Think of specific examples where you've used data to drive improvements or insights in previous roles. This will demonstrate your analytical mindset and ability to contribute to continuous improvement.
✨Demonstrate Problem-Solving Abilities
Be ready to talk about a time when you resolved a regulatory breach or operational incident. Highlight your approach to investigating the issue, implementing corrective actions, and ensuring compliance. This will illustrate your proactive attitude and problem-solving skills.
✨Embrace Digital Tools
Since the role mentions a willingness to develop skills in AI and digital tools, think about how you've used technology in your past roles. Be prepared to discuss any relevant tools or software you've worked with and how they improved your efficiency or effectiveness.
