At a Glance
- Tasks: Oversee regulatory investigations and improve Transfer Agency operations.
- Company: Join BNY, a leader in financial services with a culture of excellence.
- Benefits: Competitive pay, flexible resources, wellness programs, and generous paid leave.
- Other info: Diverse workplace committed to equal opportunities and personal growth.
- Why this job: Make a real impact in governance while developing your skills in a dynamic environment.
- Qualifications: Experience in financial services and a willingness to learn about AI/Digital Tools.
The predicted salary is between 40000 - 50000 £ per year.
Senior Associate, Governance - UK Transfer Agency team, Manchester, UK.
Responsibilities
- Oversee investigation of regulatory breaches and operational incidents related to Transfer Agency operations, ensuring timely resolution and implementation of corrective actions.
- Produce and analyze management information: develop and maintain management information reports to track key performance indicators (KPIs), identify trends, and provide insights to senior management on Transfer Agency operations.
- Review the design and operating effectiveness of business controls, driving continuous improvement and ensuring compliance with regulatory requirements and internal policies.
- Ensure all work is processed in line with clients' regulatory requirements including CASS, COLL, COBS, DISP, GDPR and Consumer Duty as applicable.
Qualifications
- Combination of education, training, and experience that demonstrates the ability to perform the responsibilities of the role. A bachelor's degree may be beneficial but is not necessarily required.
- Experience in a financial services operational area and/or governance preferred.
- Willingness to develop personal skills in AI/Digital Tools preferred.
Benefits
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
Equal Employment Opportunity
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
Governance & Transfer Agency Specialist - UK employer: Job Search Place Limited
At BNY, we pride ourselves on being an exceptional employer, offering a dynamic work culture in Manchester that fosters personal and professional growth. Our commitment to employee wellbeing is reflected in our competitive compensation packages, generous paid leave, and access to global resources that support your journey. Join us to be part of a team that values excellence, inclusivity, and continuous improvement in the financial services sector.
StudySmarter Expert Advice🤫
We think this is how you could land Governance & Transfer Agency Specialist - UK
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their values and how they align with your own. This will help you stand out and show that you're genuinely interested in being part of their team.
✨Tip Number 3
Practice common interview questions and scenarios related to governance and compliance. Being able to articulate your experience and how it relates to the role will give you a leg up during the interview process.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take the initiative to engage directly with us.
We think you need these skills to ace Governance & Transfer Agency Specialist - UK
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter for the Governance & Transfer Agency Specialist role. Highlight your relevant experience in financial services and governance, and don’t forget to mention any skills in AI or digital tools that could set you apart!
Showcase Your Analytical Skills:Since the role involves producing and analysing management information, be sure to include examples of how you've used data to drive insights or improvements in previous roles. We love seeing candidates who can think critically and provide actionable recommendations.
Demonstrate Compliance Knowledge:Familiarise yourself with the regulatory requirements mentioned in the job description, like CASS and GDPR. In your application, reference any experience you have with compliance and how you've ensured adherence to regulations in past positions.
Apply Through Our Website:We encourage you to submit your application through our website for the best chance of being noticed. It’s a straightforward process, and we’re excited to see what you bring to the table!
How to prepare for a job interview at Job Search Place Limited
✨Know Your Regulations
Familiarise yourself with key regulations like CASS, COLL, and GDPR. Being able to discuss how these impact Transfer Agency operations will show your understanding of the role and impress the interviewers.
✨Showcase Your Analytical Skills
Prepare examples of how you've used data to drive improvements in previous roles. Discussing specific KPIs you've tracked and how you’ve provided insights will demonstrate your analytical capabilities.
✨Emphasise Continuous Improvement
Be ready to talk about times when you've identified operational inefficiencies and implemented corrective actions. This aligns perfectly with the role's focus on driving continuous improvement and compliance.
✨Express Your Willingness to Learn
Mention your interest in developing skills in AI and digital tools. Showing that you're keen to adapt and grow in a rapidly changing environment will resonate well with the company's values.
