At a Glance
- Tasks: Conduct file reviews and ensure high-quality financial advice in line with regulations.
- Company: Reputable Wealth Management firm based in Newcastle.
- Benefits: Competitive salary, supportive team environment, and opportunities for professional growth.
- Other info: Collaborative atmosphere with a focus on continuous improvement and training.
- Why this job: Join a dynamic team and make a real difference in financial advice quality.
- Qualifications: Level 4 qualification in financial advice and strong communication skills.
The predicted salary is between 35000 - 45000 £ per year.
The Client: A well-established Wealth Management firm.
The Role: This is a fantastic opportunity to join a highly credible Wealth Management company working in their Newcastle office. The Financial Advice Assessor will be Level 4 Qualified and undertake file reviews to ensure the Wealth Management firm is providing a high quality level of advice in line with internal policies and FCA requirements.
The Financial Advice Assessor will work alongside a small team and engage with key stakeholders in the business and compliance in supporting the development of the Wealth Management firm's advice quality. They are to carry out suitability assessments on a range of products such as Pensions, Investments, and High Risk products.
The Financial Advice Assessor will review and grade the quality on all product areas, providing clear feedback in a timely manner. They are expected to support Financial Planners whilst improving their level of advice and building morale within the firm. The Financial Advice Assessor will communicate and escalate when necessary to Planners and raise training needs where appropriate.
Financial Advice Assessor, Quality Assurance & File Review, Pensions employer: JJ Search
As a well-established Wealth Management firm located in Newcastle, we pride ourselves on fostering a collaborative and supportive work culture that prioritises employee development and quality service. Our team-oriented environment encourages continuous learning and growth, offering unique opportunities for professional advancement while ensuring our clients receive the highest standard of financial advice. Join us to be part of a reputable firm that values integrity, teamwork, and excellence in the financial sector.
