At a Glance
- Tasks: Conduct file reviews and ensure high-quality financial advice in line with regulations.
- Company: Reputable Wealth Management firm based in Newcastle.
- Benefits: Competitive salary, supportive team environment, and opportunities for professional growth.
- Other info: Collaborative atmosphere with a focus on continuous improvement and training.
- Why this job: Join a dynamic team and make a real difference in financial advice quality.
- Qualifications: Level 4 qualification in financial advice and strong communication skills.
The predicted salary is between 35000 - 45000 £ per year.
The Client: A well-established Wealth Management firm.
The Role: This is a fantastic opportunity to join a highly credible Wealth Management company working in their Newcastle office. The Financial Advice Assessor will be Level 4 Qualified and undertake file reviews to ensure the Wealth Management firm is providing a high quality level of advice in line with internal policies and FCA requirements.
The Financial Advice Assessor will work alongside a small team and engage with key stakeholders in the business and compliance in supporting the development of the Wealth Management firm's advice quality. They are to carry out suitability assessments on a range of products such as Pensions, Investments, and High Risk products.
The Financial Advice Assessor will review and grade the quality on all product areas, providing clear feedback in a timely manner. They are expected to support Financial Planners whilst improving their level of advice and building morale within the firm. The Financial Advice Assessor will communicate and escalate when necessary to Planners and raise training needs where appropriate.
Financial Advice Assessor, Quality Assurance & File Review, Pensions employer: JJ Search
As a leading Financial Services firm, we pride ourselves on fostering a dynamic work environment that prioritises employee well-being and professional growth. Our Facilities Manager role offers the opportunity to oversee multiple office locations across Northern England, ensuring safe and efficient workspaces while collaborating with diverse teams. With a strong emphasis on continuous improvement and compliance, we provide our employees with the tools and support needed to excel in their careers within a culture that values innovation and teamwork.
