At a Glance
- Tasks: Conduct file reviews and ensure high-quality financial advice in line with regulations.
- Company: Reputable Wealth Management firm based in Newcastle.
- Benefits: Competitive salary, supportive team environment, and opportunities for professional growth.
- Other info: Collaborative culture with a focus on continuous improvement and development.
- Why this job: Join a dynamic team and make a real difference in financial advice quality.
- Qualifications: Level 4 qualification in financial advice and strong communication skills.
The predicted salary is between 49500 - 60500 £ per year.
The Client A well-established Wealth Management firm.
If you would like to know a bit more about this opportunity, or are considering applying, then please read the following job information.
The Role This is a fantastic opportunity for to join a highly credible Wealth Management company working in their Newcastle office.
The Financial Advice Assessor will be Level 4 Qualified undertake file reviews to make sure the Wealth Management firm is providing a high quality level of advice in line with internal policies and FCA requirements.
The Financial Advice Assessor will work alongside a small team and engage with key stakeholders in the business and compliance in supporting the development of the Wealth Management firms advice quality.
The Financial Advice Assessor is to carry out suitability assessments on a range of products such as Pensions, Investments and High Risk products.
The Financial Advice Assessor will review and grade the quality on all product areas providing clear feedback in a timely manner.
The Financial Advice Assessor is expected to support Financial Planners whilst improving on their level of advice and building on moral within the firm.
The Financial Advice Assessor will communicate and escalate when necessary to Planners and raise training needs where appropriate to the T
Financial Advice Assessor, Quality Assurance & File Review, Pensions in Northumberland employer: JJ Search Ltd
As a leading Financial Services firm, we pride ourselves on fostering a dynamic work culture that prioritises employee well-being and professional growth. Our Harrogate location offers a collaborative environment where Facilities Managers can thrive, supported by comprehensive benefits and opportunities for advancement within the organisation. Join us to make a meaningful impact while enjoying a rewarding career in a vibrant community.
