SMCR & T&C Compliance Officer , CPD Requirements , Private Banking in London

SMCR & T&C Compliance Officer , CPD Requirements , Private Banking in London

London Full-Time 49500 - 60500 Β£ / year (est.) No working from home possible
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At a Glance

  • Tasks: Design and maintain compliance policies for a leading Private Bank.
  • Company: Renowned Private Bank specialising in investment and wealth management.
  • Benefits: 12-month contract with potential for permanent position and competitive salary.
  • Other info: Opportunity for career growth in a respected financial institution.
  • Why this job: Join a prestigious bank and ensure compliance in a dynamic financial environment.
  • Qualifications: Experience in compliance and knowledge of FCA requirements.

The predicted salary is between 49500 - 60500 Β£ per year.

The Company

Check below to see if you have what is needed for this opportunity, and if so, make an application asap.

Our client is a highly recognised Private Bank specialising in investment, institutional asset management & private wealth management.

The Role

THIS ROLE IS A 12 MONTH CONTRACT ROLE WITH THE POTENTIAL TO CONVERT TO PERMANENT

The SMCR & T&C Compliance Officer will design, maintain, and embed xgikmsk the Private Banks Training & Competence policy and procedures aligned to FCA requirements and the ...

SMCR & T&C Compliance Officer , CPD Requirements , Private Banking in London employer: JJ Search Ltd

As a well-respected financial planning and wealth management firm, we pride ourselves on fostering a collaborative and supportive work environment that encourages professional growth. Our Trainee Investment Executive role offers recent graduates the opportunity to gain hands-on experience while working closely with experienced Investment Managers, ensuring a meaningful start to their careers in finance. With ambitious growth plans, we provide our employees with unique opportunities for advancement and development in a dynamic and thriving location.

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Contact Details:

JJ Search Ltd Recruitment Team

We think you need these skills to ace SMCR & T&C Compliance Officer , CPD Requirements , Private Banking in London

SMCR Compliance
Training & Competence Policy Development
FCA Regulations Knowledge
Risk Management
Policy Implementation
Regulatory Reporting
Stakeholder Engagement