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- Tasks: Support KYC and AML processes for new clients in investment management.
- Company: Reputable financial advisory firm based in London with a new team in Edinburgh.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Why this job: Join a vital role in preventing financial crime and ensuring compliance.
- Qualifications: Experience in AML/KYC and client onboarding, preferably in investment management.
- Other info: Opportunity to grow in a fast-paced, supportive team.
The predicted salary is between 36000 - 60000 £ per year.
The Company: A highly credible Financial Advisory & Investment Management firm based in the City of London.
The Role: This role is joining an exciting new team based in Edinburgh. The Client Due Diligence Associate will play a key role in supporting the new AML and Onboarding department. The Client Due Diligence Associate will ensure that Customer Due Diligence and Client Periodic Reviews are conducted effectively for new customers and ensure that the company's Anti-Financial Crime policies and all other relevant applicable regulatory requirements are complied with.
- Ensure that appropriate Client Due Diligence, KYC and AML checks are carried out on all new Investment Management clients/customers in accordance with policies and procedures.
- The Client Associate Due Diligence will ensure that appropriate client documentation is issued to all new customers.
- Provide advice and assistance to the Front-Office on the relevant onboarding policies and documentation requirements.
- Conduct analysis and due diligence of received AML/Sanction screening alerts and recognise high risk files, PEPs, adverse information, reputational risk and other compliance/financial crime risk triggers - undertake enhanced client due diligence on these files and escalate where necessary.
- The Client Due Diligence Associate will support the MLRO in wider aspects of KYC, Client Onboarding and Financial Crime prevention, including Anti-Money Laundering (AML), Anti-Bribery and Corruption (ABC), Sanctions, Tax Compliance and Counter Terrorist Financing (CTF).
The Candidate: Previous AML/KYC, Client onboarding/Client Due Diligence experience, preferably within an investment management firm. Helpful to have Team Management experience but not essential. Some experience with Jersey based clients would be helpful. Experience of working within a Client Onboarding/Compliance/Financial Crime with exposure to Money Laundering, Sanctions and High-Risk Markets. Knowledge of EU and UK Financial Services Regulation, MiFID, JMLSG; Money Laundering Regulations.
Client Due Diligence Analyst , KYC , AML , Investment Management in Edinburgh employer: JJ Search Ltd
Contact Detail:
JJ Search Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Client Due Diligence Analyst , KYC , AML , Investment Management in Edinburgh
✨Tip Number 1
Network like a pro! Reach out to folks in the investment management sector, especially those who are already in KYC or AML roles. A friendly chat can open doors and give you insights that job descriptions just can't.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of EU and UK financial regulations. We want you to be able to discuss how these impact client due diligence and compliance. Show them you know your stuff!
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your values and career goals. Use our website to find roles that excite you and tailor your approach to each company’s culture and mission.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can set you apart from other candidates. It shows your enthusiasm for the role and keeps you fresh in their minds as they make their decision.
We think you need these skills to ace Client Due Diligence Analyst , KYC , AML , Investment Management in Edinburgh
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Client Due Diligence Analyst role. Highlight your previous AML/KYC experience and any relevant skills that match the job description. We want to see how you fit into our team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for our new team in Edinburgh. Let us know what excites you about this role!
Showcase Relevant Experience: When detailing your experience, focus on specific examples related to client onboarding and due diligence. We love seeing how you've tackled challenges in the past, especially in high-risk environments!
Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. We can’t wait to see what you bring to the table!
How to prepare for a job interview at JJ Search Ltd
✨Know Your KYC and AML Basics
Before heading into the interview, brush up on your knowledge of KYC (Know Your Customer) and AML (Anti-Money Laundering) regulations. Be prepared to discuss how these concepts apply to client due diligence and investment management, as this will show that you understand the core responsibilities of the role.
✨Showcase Relevant Experience
Make sure to highlight any previous experience you have in client onboarding or compliance, especially within an investment management context. Use specific examples to demonstrate how you've successfully navigated challenges related to financial crime prevention and due diligence.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions where you'll need to demonstrate your analytical skills and decision-making process. Think about past situations where you identified high-risk clients or dealt with compliance issues, and be ready to explain your thought process and actions taken.
✨Ask Insightful Questions
At the end of the interview, don’t forget to ask insightful questions about the team and the company's approach to compliance and risk management. This shows your genuine interest in the role and helps you gauge if the company culture aligns with your values.
