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For Companies At a Glance
- Tasks: Manage and monitor client risk throughout the entire front office lifecycle.
- Company: Established global Private Bank with a strong reputation.
- Benefits: 6-month contract with potential for growth and valuable experience.
- Why this job: Play a key role in risk management and make a real impact.
- Qualifications: 3+ years in Front Office Risk or similar roles, with Client Suitability knowledge.
- Other info: Dynamic environment with opportunities to collaborate and drive change.
The predicted salary is between 48000 - 72000 £ per year.
Our Client
An established Private Bank that operates on a global level.
The Role
This role is a 6-month contract role. The Front Office Risk Manager plays a critical role in the 1st Line of Defence (1LoD) supporting the Private Bank in managing and monitoring risk across the entire front office client lifecycle from onboarding through to client management - assessing and mitigating risk. The Front Office Risk Manager's key responsibilities include:
- Providing risk-related advice to Front Office Management and client-facing staff.
- Assessment and decision-taking related to client risk-related tasks.
- Delivering risk analysis and driving risk-related initiatives across the Private Bank.
The Front Office Risk Manager role requires experience in understanding Client Suitability regulatory requirements, business needs, and risk management principles to drive informed decision-making and mitigate potential client risks. The Front Office Risk Manager supports the Front Office in performance of risk & control self-assessments, assessment and handling of operational risk incidents, ad hoc business risk and conduct reviews. Collaborates with 2nd and 3rd Lines of Defence, Front Management and other relevant stakeholders to ensure a cohesive approach to risk management and highest quality standards. Prepares and delivers Risk Analysis in collaboration to provide transparency and front office supervisory oversight to address any regulatory and quality assurance concerns. The Front Office Risk Manager drives risk awareness and training initiatives. Provides risk-related support and advice for ad-hoc projects.
The Front Office Risk Manager coordinates and interacts with various internal stakeholders (e.g. compliance, legal, etc.) leading and implementing change initiatives to improve Front Office and business risk management processes and procedures, ensuring the Front Office team is adaptable to changing regulatory requirements and business needs.
The Candidate
At least 3 years of experience in a similar Front Office Risk, Business Assurance, Risk Assessment role in the Private Banking or Wealth Management working closely with the likes of Private Bankers, Wealth Managers or Investment Managers. Client Suitability knowledge and experience - essential. Business, preferably with exposure to AML/KYC and Suitability topics. Understanding of Client Onboarding. In-depth knowledge of risk management principles and practices across markets. Strong analytical and problem-solving skills. Ability to adapt and thrive in a dynamic environment.
Front Office Risk Manager , 1LOD , Client Suitability , Private Bank in Broughton employer: JJ Search Ltd
Contact Detail:
JJ Search Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Front Office Risk Manager , 1LOD , Client Suitability , Private Bank in Broughton
✨Tip Number 1
Network like a pro! Reach out to your connections in the private banking sector and let them know you're on the lookout for opportunities. A friendly chat can lead to insider info about openings that might not even be advertised.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of client suitability and risk management principles. We recommend practising common interview questions related to these topics so you can showcase your expertise confidently.
✨Tip Number 3
Don’t forget to follow up after interviews! A quick thank-you email can keep you fresh in the interviewer's mind and show your enthusiasm for the role. Plus, it’s a great chance to reiterate why you’re the perfect fit.
✨Tip Number 4
Apply through our website for the best chance at landing that Front Office Risk Manager role. We make it easy for you to showcase your skills and experience directly to the hiring team, so don’t miss out!
We think you need these skills to ace Front Office Risk Manager , 1LOD , Client Suitability , Private Bank in Broughton
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Front Office Risk Manager role. Highlight your experience in client suitability and risk management, and don’t forget to mention any relevant projects or initiatives you've led.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention your understanding of regulatory requirements and how you’ve successfully managed risks in previous positions.
Showcase Your Analytical Skills: Since this role requires strong analytical skills, be sure to include examples of how you've used these skills in past roles. Whether it's through risk assessments or problem-solving, let us see your thought process!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at JJ Search Ltd
✨Know Your Risk Management Principles
Make sure you brush up on your understanding of risk management principles and practices, especially as they relate to client suitability. Be ready to discuss how you've applied these principles in past roles, particularly in the context of Private Banking or Wealth Management.
✨Showcase Your Analytical Skills
Prepare to demonstrate your strong analytical and problem-solving skills. Think of specific examples where you've assessed risks or made decisions based on data analysis. This will show that you can handle the responsibilities of the Front Office Risk Manager role effectively.
✨Understand Regulatory Requirements
Familiarise yourself with the regulatory requirements surrounding client onboarding, AML/KYC, and suitability topics. Being able to discuss these regulations confidently will highlight your expertise and readiness for the role.
✨Collaborate and Communicate
Since this role involves working closely with various stakeholders, prepare to talk about your experience in collaboration and communication. Share examples of how you've successfully worked with compliance, legal teams, or other departments to implement change initiatives or improve processes.
