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- Tasks: Review and assess financial advice quality, ensuring compliance with policies and regulations.
- Company: Reputable Wealth Management firm based in London.
- Benefits: Competitive salary, professional development, and a supportive team environment.
- Why this job: Join a dynamic team and make a real difference in client financial outcomes.
- Qualifications: Level 4 qualified in Financial Services with relevant experience in Quality Assurance.
- Other info: Opportunity for career growth in a respected industry.
The predicted salary is between 45000 - 55000 £ per year.
The Client: A well-established Wealth Management firm.
The Role: This is a fantastic opportunity to join a highly credible Wealth Management company working in their London office. The Quality Assurance Advisor will undertake file reviews to ensure the Wealth Management firm is providing a high quality level of advice in line with internal policies and FCA requirements. The Quality Assurance Advisor will work alongside a small team and engage with key stakeholders in the business and compliance in supporting the development of the Wealth Management firm's advice quality.
The Quality Assurance Advisor is to carry out suitability assessments on a range of products such as Pensions, Investments and High Risk products. The Quality Assurance Advisor will review and grade the quality on all product areas providing clear feedback in a timely manner. The Quality Assurance Advisor is expected to support Financial Planners whilst improving on their level of advice and building on morale within the firm.
The Quality Assurance Advisor will communicate and escalate when necessary to Planners and raise training needs where appropriate to the T&C Team. The Quality Assurance Advisor will avert foreseeable harm to clients in line with the requirements of Consumer Duty, whilst working alongside the Advice Quality team to ensure a consistent level of advice quality. The Quality Assurance Advisor will ensure any reporting requirements are completed in a timely manner, as well as bringing ideas to the table to improve work projects and processes.
The Candidate: Level 4 compliant (Financial Planning Diploma or IAD) in Financial Services. Must have experience performing a similar quality/file reviewing, Quality Assurance, Suitability or T&C role. CII Award in Regulated Pension Transfer Advice or working towards is preferred.
Quality Assurance Advisor , T&C , Wealth Management , Financial Planning , Level 4 qualified in Slough employer: JJ SEARCH LIMITED
Contact Detail:
JJ SEARCH LIMITED Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Quality Assurance Advisor , T&C , Wealth Management , Financial Planning , Level 4 qualified in Slough
✨Tip Number 1
Network like a pro! Reach out to your connections in the Wealth Management sector and let them know you're on the lookout for opportunities. You never know who might have a lead or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA requirements and internal policies. Show that you’re not just qualified, but also genuinely interested in how these regulations impact quality advice.
✨Tip Number 3
When you get an interview, be ready to discuss specific examples of how you've improved advice quality in previous roles. Use metrics if you can – numbers speak volumes!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take that extra step.
We think you need these skills to ace Quality Assurance Advisor , T&C , Wealth Management , Financial Planning , Level 4 qualified in Slough
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Quality Assurance Advisor role. Highlight your Level 4 qualifications and any relevant experience in file reviews or quality assurance. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about wealth management and how you can contribute to our team. Be sure to mention your understanding of FCA requirements and consumer duty.
Showcase Your Experience: When detailing your experience, focus on specific examples where you've conducted suitability assessments or provided feedback on financial advice. We love seeing real-life applications of your skills that align with our needs.
Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at JJ SEARCH LIMITED
✨Know Your Stuff
Make sure you brush up on your knowledge of financial products, especially pensions and investments. Familiarise yourself with FCA requirements and internal policies of the firm. This will not only help you answer questions confidently but also show that you're genuinely interested in the role.
✨Showcase Your Experience
Prepare specific examples from your previous roles where you've conducted file reviews or quality assessments. Be ready to discuss how you provided feedback and supported financial planners. This will demonstrate your hands-on experience and ability to contribute to the team.
✨Engage with Stakeholders
Think about how you would interact with key stakeholders in the business. Prepare to discuss your approach to communication and collaboration, especially when it comes to escalating issues or identifying training needs. This shows that you understand the importance of teamwork in a Quality Assurance role.
✨Bring Ideas to the Table
Be prepared to share any ideas you have for improving processes or projects within the firm. This could be anything from enhancing the quality of advice to streamlining reporting requirements. Showing initiative can set you apart as a proactive candidate who is eager to contribute.