Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Oversee transaction reporting, perform reconciliations, and drive operational efficiency.
- Company: Established wealth management firm with a focus on innovation.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Why this job: Make a real impact in regulatory compliance and risk management.
- Qualifications: 2+ years in transaction or regulatory reporting, strong data skills.
- Other info: Opportunity for career growth and to champion risk awareness.
The predicted salary is between 36000 - 60000 £ per year.
A well-established Wealth management firm.
The Transaction Reporting Analyst will have responsibility for Transaction Reporting oversight, and will report to the Operational Risk Manager. The Transaction Reporting Analyst will perform weekly and monthly reconciliations of Company trades against FCA reported transactions by referencing multiple data sources to identify errors or omissions. Perform qualitative and quantitative reconciliation validation checks and escalate issues identified. The Transaction Reporting Analyst will maintain the shared Transaction Reporting issues and Actions Log and track actions through to resolution using Risk Event process. Own internal and external Transaction Reporting governance meetings. Produce Monthly MI pack for COO and governance committees using PowerBI application, to demonstrate volume and issue based metrics, tracked issues, and quantitative/qualitative reconciliation outcomes.
The Transaction Reporting Analyst will drive a continuous agenda of optimisation within the Transaction Reporting area, ensuring effective oversight of outsourced functions and ongoing regulatory compliance. The Transaction Reporting Analyst will assist the 1st line of defence with the identification and reporting of operating events to analyse where controls have failed and ensure actions are put in place to prevent recurrence. Monitor the timely escalation, quality and progress of all operating events and ensure data is maintained between the Operating Event Log and Risks Register.
The Transaction Reporting Analyst will assist the Wealth Management business with the timely identification and resolution of dealing errors to minimise market risk and reduce cost, ensuring mitigant actions are recorded and are sufficient to prevent recurrence. Log all dealing errors in the relevant log. The Transaction Reporting Analyst will assist the Operational Risk Manager with the investigation of operational risk themes, trend analysis, and performing thematic risk reviews to drive operational efficiency and mitigate risk. Assist as required with end-to-end process reviews or the implementation of any proposed business changes. Champion the embedding of Risk policies and frameworks and a continuing culture of risk awareness with the wider business. Review, update and implement Standard Operating Procedures and present data at governance meetings when required.
The Candidate
At least 2 years’ Transaction Reporting / Regulatory Reporting industry experience, preferably in Wealth Management, Investment Management or Asset Management. Able to work with large data sets and experience with using PowerBI application preferable but training will be provided. The ability to work independently and to use initiative in owning, escalating and resolving issues.
Regulatory Reporting Analyst , Operational Risk & Data , Transaction Reporting , MIFID II , We[...] employer: JJ SEARCH LIMITED
Contact Detail:
JJ SEARCH LIMITED Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Reporting Analyst , Operational Risk & Data , Transaction Reporting , MIFID II , We[...]
✨Tip Number 1
Network like a pro! Reach out to folks in the wealth management and regulatory reporting space. LinkedIn is your best mate here – connect, engage, and don’t be shy to ask for informational chats. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of MIFID II and transaction reporting. We recommend creating a cheat sheet with key concepts and recent industry trends. This will not only boost your confidence but also show potential employers that you’re serious about the role.
✨Tip Number 3
Showcase your skills with a portfolio! If you’ve worked on any relevant projects or analyses, compile them into a neat presentation. This can be a great conversation starter during interviews and demonstrates your hands-on experience with data and reporting.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got some fantastic opportunities waiting for you. Plus, applying directly shows your enthusiasm and commitment to joining our team. Let’s get you that dream job!
We think you need these skills to ace Regulatory Reporting Analyst , Operational Risk & Data , Transaction Reporting , MIFID II , We[...]
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Transaction Reporting Analyst. Highlight your experience in regulatory reporting and any relevant skills, especially with data analysis and PowerBI. We want to see how your background fits perfectly with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about the role and how your experience aligns with our needs. Don’t forget to mention your understanding of MIFID II and operational risk – we love candidates who know their stuff!
Showcase Your Analytical Skills: Since the role involves working with large data sets and performing reconciliations, make sure to showcase your analytical skills in your application. Share specific examples of how you've successfully handled data in previous roles – we’re all about those details!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it’s super easy – just a few clicks and you’re done!
How to prepare for a job interview at JJ SEARCH LIMITED
✨Know Your Regulations
Make sure you brush up on MIFID II and other relevant regulations before the interview. Understanding the ins and outs of transaction reporting will show that you're serious about the role and can hit the ground running.
✨Data Skills Are Key
Since you'll be working with large data sets, be prepared to discuss your experience with data analysis tools, especially PowerBI. If you have examples of how you've used data to identify issues or improve processes, share those stories!
✨Show Your Problem-Solving Skills
The role involves identifying and resolving errors, so think of specific instances where you've successfully tackled similar challenges. Highlight your ability to take initiative and how you’ve escalated issues effectively in the past.
✨Be Ready for Governance Discussions
You'll need to own governance meetings, so be prepared to talk about your experience with presenting data and leading discussions. Practice explaining complex information clearly and concisely, as this will be crucial in your new role.
