At a Glance
- Tasks: Review financial advice and ensure compliance with policies and regulations.
- Company: Join JJ SEARCH LIMITED, a dynamic firm in Nottingham.
- Benefits: Competitive salary and opportunities for professional growth.
- Other info: Collaborative team environment with a focus on high-quality advice.
- Why this job: Make a real difference in financial planning and support clients' futures.
- Qualifications: A Level 4 qualification in Financial Services and quality assurance experience.
The predicted salary is between 30000 - 40000 £ per year.
JJ SEARCH LIMITED is looking for a Financial Advice Assessor to join their Nottingham office.
The role involves reviewing financial advice to ensure compliance with internal policies and FCA requirements, as well as conducting suitability assessments on various products such as pensions and investments.
The successful candidate will support Financial Planners, ensure high advice quality, and report any training needs to the T&C Team.
A Level 4 qualification in Financial Services is required, along with relevant experience in quality assurance.
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We think you need these skills to ace Financial Advice Quality Assessor – Pensions & Investments in Nottingham
Financial Advice Assessment
Compliance Knowledge
FCA Requirements Understanding
Suitability Assessments
Pensions Knowledge
Investments Knowledge
Quality Assurance Experience
