JJ SEARCH LIMITED is seeking a SMCR & T&C Compliance Officer for a private bank on a 12-month contract with potential to convert to permanent. You will design, maintain and embed the Training & Competence policy and procedures aligned to FCA requirements and the bank's risk appetite.
You will own the Certified Persons and Senior Managers training strategy, manage annual certifications and CPD, lead fit and proper assessments, and produce MI for ExCo/Board on certification status and compliance
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SMCR & T&C Compliance Lead — 12-Month Contract in England employer: JJ SEARCH LIMITED
As a leading Wealth Management firm located in Blackpool, we pride ourselves on fostering a collaborative and supportive work environment that empowers our employees to thrive. Our commitment to professional development is evident through tailored training opportunities and a clear pathway for career advancement, ensuring that our team members can grow alongside the firm. With a focus on high-net-worth clients, you will be part of a dynamic team that values innovation and excellence, making this an ideal place for those seeking a meaningful and rewarding career in financial planning.
