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For Companies At a Glance
- Tasks: Review client files and assess AML risks for high-net-worth clients.
- Company: Reputable Wealth Management firm with a strong industry presence.
- Benefits: Gain valuable experience in a dynamic environment with potential for career growth.
- Why this job: Join a leading firm and make a real impact on client relationships and compliance.
- Qualifications: 1-3 years in Client File Review or Due Diligence, attention to detail is key.
- Other info: Opportunity to develop compliance knowledge and enhance communication skills.
The predicted salary is between 35000 - 45000 £ per year.
The Company
An established and widely known Wealth Management firm servicing Investment Management needs to High-Net-Worth Clients.
The Role
This role is an 8 month FTC. This is a great opportunity to join a widely known Wealth Management firm. The successful candidate is to ensure that the business has a comprehensive understanding of each client and the AML risk which they pose to the Wealth Management business.
- The Client File Reviewer/Client Due Diligence Analyst will confidently re-risk the client relationship using the AML risk rating tool, as well as focusing on the review of client files.
- Undertake a Client Due Diligence completeness check/data gap analysis checking that Client Due Diligence is appropriate for the level of risk which the client poses to the Wealth Management company - ensuring it is complete and up to date and that Source of Wealth and Source of Funds information is complete.
- Collect missing information and chase any requested information by confidently communicating with clients.
- Undertake a review of the activity on the account, making sure it is always keeping within expectations.
- Ensure that the account structure is correctly documented and that all parties are stored in Avaloq, to be included in the overnight screening.
The Candidate
- 1-3 years experience in a similar Client File Review / Client Due Diligence role within a Wealth Management or Investment Management company.
- High level of accuracy/attention to detail – quality output.
- Excellent understanding of relevant Compliance and awareness of regulations (to be developed in the role) escalating areas of concern or issue in a timely manner.
- Proficient in Word, Excel and Outlook.
- Knowledge of the Avaloq system - useful.
- Effective communicator, with good communication skills.
Client File Reviewer, CDD Analyst, AML, Wealth Management, 8M FTC employer: JJ SEARCH LIMITED
Contact Detail:
JJ SEARCH LIMITED Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Client File Reviewer, CDD Analyst, AML, Wealth Management, 8M FTC
✨Tip Number 1
Network like a pro! Reach out to your connections in the Wealth Management sector. We all know that sometimes it’s not just what you know, but who you know. Attend industry events or webinars to meet potential employers and make a lasting impression.
✨Tip Number 2
Prepare for interviews by researching the company inside out. Understand their values, recent news, and how they approach client relationships. We want you to walk in confidently, ready to discuss how your skills align with their needs.
✨Tip Number 3
Practice your communication skills! As a Client File Reviewer, you'll need to chase information from clients effectively. We suggest role-playing common scenarios with a friend to sharpen your approach and ensure you come across as confident and professional.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. We’re here to help you every step of the way, so take advantage of our resources and get that foot in the door!
We think you need these skills to ace Client File Reviewer, CDD Analyst, AML, Wealth Management, 8M FTC
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Client File Reviewer role. Highlight your experience in Client Due Diligence and any relevant skills that match the job description. We want to see how you can bring value to our Wealth Management team!
Showcase Your Attention to Detail: Since this role requires a high level of accuracy, don’t shy away from showcasing your attention to detail. Use specific examples from your past roles where you’ve demonstrated this skill. We love candidates who take pride in their work!
Communicate Clearly: Effective communication is key in this role, so make sure your written application reflects that. Keep your language clear and concise, and don’t forget to proofread for any typos or errors. We appreciate clarity and professionalism!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensures you’re considered for the role. We can’t wait to hear from you!
How to prepare for a job interview at JJ SEARCH LIMITED
✨Know Your AML Basics
Make sure you brush up on your Anti-Money Laundering (AML) knowledge before the interview. Understand the key concepts and regulations that govern the Wealth Management sector, as this will show your potential employer that you're serious about the role and can hit the ground running.
✨Demonstrate Attention to Detail
Since this role requires a high level of accuracy, be prepared to discuss examples from your past experience where your attention to detail made a difference. Bring along any relevant documents or reports you've worked on to showcase your meticulous nature.
✨Practice Your Communication Skills
As an effective communicator, you'll need to demonstrate your ability to confidently interact with clients. Prepare for role-play scenarios where you might have to chase missing information or explain complex concepts clearly. This will help you feel more at ease during the actual interview.
✨Familiarise Yourself with Avaloq
If you have experience with the Avaloq system, great! If not, take some time to learn the basics. Being able to discuss how you would use Avaloq in your role will impress the interviewers and show that you're proactive about learning new tools.