At a Glance
- Tasks: Join a new team to conduct client due diligence and ensure compliance with AML regulations.
- Company: Reputable Financial Advisory & Investment Management firm based in Edinburgh.
- Benefits: Competitive salary, career development opportunities, and a dynamic work environment.
- Other info: Exciting opportunity to work with a supportive team in a thriving industry.
- Why this job: Make a real impact in financial crime prevention while growing your career.
- Qualifications: Experience in AML/KYC and client onboarding is preferred.
The predicted salary is between 36000 - 60000 £ per year.
A highly credible Financial Advisory & Investment Management firm based in the City Of London.
This role is joining an exciting new team based in Edinburgh.
Responsibilities- The Client Due Diligence Associate will play a key role in supporting the new AML and Onboarding department.
- The Client Due Diligence Associate will ensure that Customer Due Diligence and Client Periodic Reviews are conducted effectively for new customers and ensure that the company’s Anti-Financial Crime policies and all other relevant applicable regulatory requirements are complied with.
- Ensure that appropriate Client Due Diligence, KYC and AML checks are carried out on all new Investment Management clients/customers in accordance with policies and procedures.
- The Client Associate Due Diligence will ensure that appropriate client documentation is issued to all new customers.
- Provide advice and assistance to the Front-Office on the relevant onboarding policies and documentation requirements.
- Conduct analysis and due diligence of received AML/Sanction screening alerts and recognise high risk files, PEPs, adverse information, reputational risk and other compliance/financial crime risk triggers - undertake enhanced client due diligence on these files and escalate where necessary.
- The Client Due Diligence Associate will support the MLRO in wider aspects of KYC, Client Onboarding and Financial Crime prevention, including Anti-Money Laundering (AML), Anti-Bribery and Corruption (ABC), Sanctions, Tax Compliance and Counter Terrorist Financing (CTF).
- Previous AML/KYC, Client onboarding/Client Due Diligence experience, preferably within an investment management firm.
- Helpful to have Team Management experience but not essential.
- Some experience with Jersey based clients would be helpful.
- Experience of working within a Client Onboarding/Compliance/Financial Crime with exposure to Money Laundering, Sanctions and High-Risk Markets.
- Knowledge of EU and UK Financial Services Regulation, MiFID, JMLSG; Money Laundering Regulations.
Client Due Diligence Analyst , KYC , AML , Investment Management , EDINBURGH employer: JJ SEARCH LIMITED
Join a dynamic and innovative Financial Advisory & Investment Management firm in Edinburgh, where you will be part of a new team dedicated to excellence in Client Due Diligence and compliance. Our supportive work culture fosters professional growth, offering opportunities for development in AML and KYC practices while ensuring a collaborative environment that values your contributions. With a commitment to employee well-being and a focus on meaningful work, we provide a unique chance to make a significant impact in the financial sector.
StudySmarter Expert Advice🤫
We think this is how you could land Client Due Diligence Analyst , KYC , AML , Investment Management , EDINBURGH
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like JJ SEARCH LIMITED. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Client Due Diligence Analyst , KYC , AML , Investment Management , EDINBURGH
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to JJ SEARCH LIMITED.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on JJ SEARCH LIMITED's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at JJ SEARCH LIMITED
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with JJ SEARCH LIMITED.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at JJ SEARCH LIMITED will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former JJ SEARCH LIMITED employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
