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- Tasks: Oversee transaction reporting, perform reconciliations, and drive operational efficiency.
- Company: Established wealth management firm with a focus on regulatory compliance.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Why this job: Make a real impact in regulatory reporting while enhancing your analytical skills.
- Qualifications: 2+ years in transaction or regulatory reporting, strong analytical skills, and attention to detail.
- Other info: Opportunity for career growth and to champion risk awareness within the business.
The predicted salary is between 36000 - 60000 £ per year.
The Company: A well-established Wealth management firm.
The Role: The Regulatory Reporting Analyst will have responsibility for Transaction Reporting oversight, and will report to the Operational Risk Manager. The Regulatory Reporting Analyst will perform weekly and monthly reconciliations of Company trades against FCA reported transactions by referencing multiple data sources to identify errors or omissions. Perform qualitative and quantitative reconciliation validation checks and escalate issues identified. The Regulatory Reporting Analyst will maintain the shared Transaction Reporting issues and Actions Log and track actions through to resolution using Risk Event process. Own internal and external Transaction Reporting governance meetings. Produce Monthly MI pack for COO and governance committees using PowerBI application, to demonstrate volume and issue based metrics, tracked issues, and quantitative/qualitative reconciliation outcomes. The Regulatory Reporting Analyst will drive a continuous agenda of optimisation within the Transaction Reporting area, ensuring effective oversight of outsourced functions and ongoing regulatory compliance. The Regulatory Reporting Analyst will assist the 1st line of defence with the identification and reporting of operating events to analyse where controls have failed and ensure actions are put in place to prevent recurrence. Monitor the timely escalation, quality and progress of all operating events and ensure data is maintained between the Operating Event Log and Risks Register. The Regulatory Reporting Analyst will assist the Wealth Management business with the timely identification and resolution of dealing errors to minimise market risk and reduce cost, ensuring mitigant actions are recorded and are sufficient to prevent recurrence. Log all dealing errors in the relevant log. The Regulatory Reporting Analyst will assist the Operational Risk Manager with the investigation of operational risk themes, trend analysis, and performing thematic risk reviews to drive operational efficiency and mitigate risk. Assist as required with end-to-end process reviews or the implementation of any proposed business changes. Champion the embedding of Risk policies and frameworks and a continuing culture of risk awareness with the wider business. Review, update and implement Standard Operating Procedures and present data at governance meetings when required.
The Candidate:
- At least 2 years’ Transaction Reporting / Regulatory Reporting industry experience, preferably in Wealth Management, Investment Management or Asset Management.
- Strong knowledge of regulatory reporting frameworks such as MiFID II, and associated data requirements.
- Data governance and data quality management, with experience in data lineage and controls.
- Proficiency with regulatory reporting systems, risk platforms, and data warehouses.
- Strong analytical and problem-solving abilities, with attention to detail and ability to deliver under regulatory deadlines.
- Able to work with large data sets and experience with using PowerBI application preferable but training will be provided.
- The ability to work independently and to use initiative in owning, escalating and resolving issues.
Regulatory Reporting Analyst , Operational Risk & Data , Transaction Reporting , MIFID II , Weal... in City of London employer: JJ SEARCH LIMITED
Contact Detail:
JJ SEARCH LIMITED Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Reporting Analyst , Operational Risk & Data , Transaction Reporting , MIFID II , Weal... in City of London
✨Tip Number 1
Network like a pro! Reach out to folks in the wealth management sector, especially those who work with regulatory reporting. A casual chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on MiFID II and transaction reporting specifics. We recommend creating a cheat sheet of key points and examples from your experience that highlight your analytical skills and attention to detail.
✨Tip Number 3
Showcase your PowerBI skills! If you’ve worked with data visualisation before, bring along some examples to your interview. We love seeing how candidates can turn complex data into clear insights.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we’re always on the lookout for passionate candidates who want to make a difference in operational risk.
We think you need these skills to ace Regulatory Reporting Analyst , Operational Risk & Data , Transaction Reporting , MIFID II , Weal... in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Regulatory Reporting Analyst role. Highlight your experience with transaction reporting and any relevant regulatory frameworks like MiFID II. We want to see how your skills match what we're looking for!
Showcase Your Analytical Skills: In your application, don’t forget to showcase your analytical and problem-solving abilities. Give examples of how you've worked with large data sets or performed reconciliations in the past. This will help us see your attention to detail!
Be Clear and Concise: When writing your cover letter, keep it clear and concise. We appreciate straightforward communication, so get to the point while still showing your enthusiasm for the role. Let us know why you’re excited about joining our team!
Apply Through Our Website: Finally, make sure to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. We can’t wait to hear from you!
How to prepare for a job interview at JJ SEARCH LIMITED
✨Know Your Regulations
Make sure you brush up on MiFID II and other relevant regulatory frameworks. Being able to discuss these in detail will show that you understand the landscape of regulatory reporting and can navigate it effectively.
✨Showcase Your Analytical Skills
Prepare examples of how you've handled large data sets or performed reconciliations in the past. Highlight your problem-solving abilities and attention to detail, as these are crucial for the role.
✨Familiarise Yourself with PowerBI
Even if you haven't used PowerBI extensively, having a basic understanding of its functionalities can set you apart. Consider exploring some online tutorials to get a feel for how it works and be ready to discuss any relevant experience.
✨Demonstrate Initiative
Be prepared to talk about times when you've taken ownership of a project or resolved an issue independently. This will illustrate your ability to work autonomously and your proactive approach to risk management.
