Compliance Advice Manager

Compliance Advice Manager

Full-Time 52000 - 78000 £ / year (est.) No home office possible
Go Premium
J

At a Glance

  • Tasks: Lead compliance strategy and provide expert advice in a regulated environment.
  • Company: Join Dignity, a trusted UK funeral service provider with over 200 years of history.
  • Benefits: Enjoy a salary up to £65,000, 25 days leave, private healthcare, and a company bonus.
  • Why this job: Make a meaningful impact in a values-led business focused on compassion and care.
  • Qualifications: Experience in compliance advisory roles and knowledge of FCA regulations required.
  • Other info: Diversity is valued; we welcome applicants from all backgrounds.

The predicted salary is between 52000 - 78000 £ per year.

Location: Sutton Coldfield, Birmingham (3 days in office)

Job Type: Full-Time / Permanent

Salary: Up to £65,000 per annum

Join Dignity – Where Compliance Meets Purpose.

At Dignity, we are proud to be one of the UK\’s most recognised providers of funeral services and pre-paid funeral plans. Operating in a regulated environment, we are committed to maintaining the highest standards of integrity, transparency, and customer care. As we continue to evolve and lead the industry through regulatory changes and enhanced customer expectations, we\’re looking for a skilled Compliance Advice Manager to join our Risk & Compliance team.

This is a high-impact opportunity to help shape our compliance strategy and provide expert, independent guidance across our regulated funeral plan activities. You\’ll operate in the second line of defence, delivering clear, proportionate advice and ensuring our business complies with FCA and industry regulations, including FPCOBS and Consumer Duty.

Key Responsibilities

  • Lead the provision of proportionate and practical regulatory advice across business units.
  • Support incident closure and guide remediation activity through Monitoring and Audit findings.
  • Conduct horizon scanning and communicate regulatory change using our Regulatory Radar.
  • Own the compliance sign-off process for financial promotions and perform quality spot checks.
  • Support regulatory reporting, audit readiness, and manage responses to the FCA and other bodies.
  • Escalate issues where needed and support senior management in risk and compliance matters.
  • Deliver training across the business to raise awareness and embed a strong compliance culture.

About You

We\’re Looking For Someone Who

  • Brings demonstrated experience in a second line of defence compliance advisory role within a regulated financial services environment.
  • Has working knowledge of FCA regulation (especially FPCOBS), Consumer Duty, and horizon scanning.
  • Is a clear communicator and trusted adviser to senior stakeholders across marketing, legal, operations, and product teams.
  • An analytical thinker who can proactively assess regulatory changes, conduct horizon scanning, and translate risk into practical business impact.
  • Can simplify complex regulation into actionable business advice with a pragmatic mindset.
  • Demonstrates high attention to detail, integrity, and a proactive approach to managing compliance risks.

What We Offer

  • Annual salary of up to £65,000.
  • 25 days annual leave + bank holidays.
  • BUPA private healthcare (Self).
  • Company pension.
  • X2 Life Assurance.
  • Annual company bonus.
  • Access to our internal colleague development schemes.

What are the next steps?

If you\’re a skilled compliance professional looking to make a meaningful impact in a values-led business, click the \’Apply\’ button. A member of our Talent Acquisition Team will be in touch to guide you through the next steps.

About Us

We are Dignity, one of the UK\’s oldest and most trusted funeral providers, with over 200 years of history, 570 branches, and 46 crematoria. From launching the UK\’s first funeral plan to helping shape modern regulation, we have led the way in supporting families with care, compassion, and professionalism.

Now we are building the UK\’s leading end of life company. As part of the Dignity Group, we also operate Farewill, the country\’s largest will writer and one of the UK\’s top probate providers, giving families support not just at the funeral, but before and after as well.

Today we are over 4,000 people across the UK, all driven by the same goal: to care for families with compassion and make the UK a world leader in end of life care. Here to help, whenever you need.

FCA Statement

We\’re regulated by the FCA, so some roles may be subject to background checks

Equality, Diversity and Inclusion Statement

We know that diverse teams make better decisions, build better products, and create a better place to work. Whoever you are, wherever you\’re from, and whatever your life looks like, we\’d love to hear from you. And if there\’s anything you need to make the process more accessible, please let us know

Any unsolicited submissions from agencies will be accepted as a direct application from the candidate and no fees will be payable.

We reserve the right depending on application numbers to close or extend the closing dates for positions; we would therefore recommend an early application.

LNKD1_UKTJ #J-18808-Ljbffr

Compliance Advice Manager employer: Jeroen Den Hartog Photography & Image Processing

At Dignity, we pride ourselves on being a values-led employer that prioritises integrity and compassion in everything we do. Located in Sutton Coldfield, our collaborative work culture fosters professional growth through comprehensive training and development opportunities, while our competitive benefits package, including private healthcare and generous annual leave, ensures our employees feel valued and supported. Join us in making a meaningful impact in the end-of-life care sector, where your expertise will help shape compliance strategies that truly matter.
J

Contact Detail:

Jeroen Den Hartog Photography & Image Processing Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Advice Manager

✨Tip Number 1

Familiarise yourself with FCA regulations, especially FPCOBS and Consumer Duty. Understanding these regulations will not only help you in the interview but also demonstrate your commitment to compliance in the funeral services sector.

✨Tip Number 2

Network with professionals in the compliance field, particularly those who work within regulated financial services. Engaging with industry peers can provide insights into current trends and challenges, which you can discuss during your interview.

✨Tip Number 3

Prepare to showcase your analytical skills by discussing past experiences where you successfully navigated regulatory changes or provided compliance advice. Real-life examples will illustrate your capability and fit for the role.

✨Tip Number 4

Demonstrate your communication skills by practising how to simplify complex regulations into actionable advice. This is crucial for the Compliance Advice Manager role, as you'll need to convey important information clearly to various stakeholders.

We think you need these skills to ace Compliance Advice Manager

FCA Regulation Knowledge
FPCOBS Understanding
Consumer Duty Awareness
Horizon Scanning
Regulatory Compliance Advisory
Analytical Thinking
Risk Assessment
Communication Skills
Stakeholder Management
Attention to Detail
Training and Development
Incident Management
Audit Readiness
Proactive Compliance Management

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights relevant experience in compliance advisory roles, particularly within regulated financial services. Emphasise your knowledge of FCA regulations and any specific achievements that demonstrate your ability to provide practical regulatory advice.

Craft a Compelling Cover Letter: In your cover letter, express your passion for compliance and how it aligns with Dignity's values. Mention specific examples of how you've successfully navigated regulatory changes or provided guidance in previous roles, showcasing your analytical thinking and communication skills.

Highlight Relevant Skills: Clearly outline your skills that match the job description, such as your ability to simplify complex regulations and your attention to detail. Use bullet points for clarity and ensure you relate these skills back to the responsibilities listed in the job posting.

Proofread Your Application: Before submitting, thoroughly proofread your application for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for a Compliance Advice Manager role.

How to prepare for a job interview at Jeroen Den Hartog Photography & Image Processing

✨Understand FCA Regulations

Make sure you have a solid grasp of FCA regulations, especially FPCOBS and Consumer Duty. Be prepared to discuss how these regulations impact compliance strategies and provide examples of how you've navigated them in previous roles.

✨Showcase Your Advisory Skills

As a Compliance Advice Manager, you'll need to demonstrate your ability to provide clear and practical regulatory advice. Prepare to share specific instances where your guidance has led to successful compliance outcomes or improved processes.

✨Communicate Effectively

Strong communication skills are essential for this role. Practice articulating complex regulatory concepts in simple terms, as you'll need to convey these ideas to various stakeholders across the business.

✨Highlight Your Analytical Thinking

Be ready to discuss your analytical approach to assessing regulatory changes and their potential impacts on the business. Share examples of how you've conducted horizon scanning and translated risks into actionable advice.

Land your dream job quicker with Premium

You’re marked as a top applicant with our partner companies
Individual CV and cover letter feedback including tailoring to specific job roles
Be among the first applications for new jobs with our AI application
1:1 support and career advice from our career coaches
Go Premium

Money-back if you don't land a job in 6-months

>