At a Glance
- Tasks: Lead trade and eComms surveillance initiatives, translating business needs into tech solutions.
- Company: Join Jefferies, a leading global investment bank with a dynamic culture.
- Benefits: Competitive salary, career growth, and opportunities to work with cutting-edge technology.
- Other info: Collaborative environment with potential to lead a team of analysts.
- Why this job: Make a real impact in compliance technology while working with innovative AI solutions.
- Qualifications: Experience in business analysis, strong knowledge of equities and fixed income markets.
The predicted salary is between 80000 - 100000 € per year.
The VP Technology Business Analyst will partner with Compliance, Technology, and Front Office stakeholders to define, deliver, and continuously enhance trade and electronic communications surveillance capabilities. The role focuses on translating regulatory and business requirements into high-quality technology solutions, with strong knowledge of surveillance platforms (e.g., SMARTS, TradingHub) and hands-on experience applying AI/analytics techniques to surveillance use cases. Experience in Cash Equities and/or Fixed Income related products, including booking models and trade flows, is highly desirable—particularly for Trade Surveillance implementations.
Key Responsibilities
- Regulatory Requirements & Business Analysis: Own end-to-end business analysis for trade surveillance and eComms surveillance initiatives (new capabilities, enhancements, migrations, regulatory change). Elicit, document, and manage: business requirements, functional specs, user stories, acceptance criteria, workflows, and operating models. Lead workshops with Compliance Surveillance, Legal/Regulatory, Operations, and Technology to align scope and outcomes.
- Demonstrate working knowledge of surveillance systems and integrations, including: SMARTS (NASDAQ), MAST (TradingHub) and/or similar TradingHub surveillance components, case management workflows and alert ingestion pipelines. Define and validate source-to-target mappings from OMS/EMS, exchange/venue feeds, reference data, and communications archives into surveillance platforms. Ensure controls around lineage, reconciliation, completeness, and evidentiary standards.
- AI / advanced analytics enablement: Identify and translate AI/ML opportunities into implementable requirements (e.g., alert triage, clustering, anomaly detection, NLP for comms, entity resolution). Partner with data science/engineering teams to define training data needs, evaluation metrics, model governance, and human-in-the-loop workflows. Ensure explainability, auditability, and model risk considerations are addressed in requirements and operating procedures.
- Stakeholder management & governance: Act as a key liaison between Compliance and Technology; manage prioritization, trade-offs, and delivery timelines. Support UAT planning/execution, test strategy, and production readiness (runbooks, controls, monitoring, SLAs).
Required Skills & Experience
- Experience as a VP level Business Analyst / Product Analyst in a technology delivery environment (Agile, hybrid, or waterfall).
- Strong domain knowledge of Equities and Fixed Income market structure and trade lifecycle (orders, executions, allocations, confirmations).
- Proficiency in SQL and familiarity with data analysis tools (e.g., Python, Excel, Tableau).
- Hands-on experience working with surveillance platforms such as SMARTS and MAST (TradingHub), or closely comparable vendor tools.
- Strong understanding of data integration concepts: message formats, data models, reference/master data, reconciliation, and controls.
- This is a hands-on analysis role, primarily as an individual contributor with potential to lead a small team of global business analysts.
- Excellent documentation and communication skills; able to translate complex business problems into clear specifications.
- Familiarity with communications surveillance is beneficial but not required (role is trade-surveillance focused unless specified).
Senior Business Analyst, Compliance Surveillance Technology (Vice President) - Jefferies in London employer: Jefferies
Jefferies is an exceptional employer that fosters a dynamic and collaborative work culture, where innovation and compliance excellence are at the forefront. As a Senior Business Analyst in Compliance Surveillance Technology, you will have access to cutting-edge technology solutions and the opportunity to work alongside industry experts, enhancing your professional growth while contributing to meaningful regulatory initiatives. Located in a vibrant financial hub, Jefferies offers competitive benefits and a commitment to employee development, making it an ideal place for those seeking a rewarding career in finance technology.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Business Analyst, Compliance Surveillance Technology (Vice President) - Jefferies in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the industry, especially those who work at Jefferies or similar firms. A friendly chat can open doors and give you insights that might just help you land that Senior Business Analyst role.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of surveillance platforms like SMARTS and TradingHub. We recommend creating a cheat sheet with key points about your experience and how it relates to the job description. This will help you articulate your fit during the interview.
✨Tip Number 3
Showcase your analytical skills! Be ready to discuss specific examples where you've successfully translated regulatory requirements into tech solutions. We love seeing candidates who can demonstrate their hands-on experience with AI/analytics techniques in real-world scenarios.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re always looking for talented individuals who can bring their expertise in compliance and technology to our team.
We think you need these skills to ace Senior Business Analyst, Compliance Surveillance Technology (Vice President) - Jefferies in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Business Analyst role. Highlight your experience with compliance, surveillance platforms, and any relevant technologies. We want to see how your skills align with what we're looking for!
Showcase Your Experience:In your application, don’t just list your past roles—describe how your experience relates to trade and electronic communications surveillance. Use specific examples that demonstrate your hands-on experience with AI/analytics techniques.
Be Clear and Concise:When writing your application, clarity is key! Use straightforward language to explain complex concepts. We appreciate well-structured documents that make it easy for us to understand your qualifications.
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at Jefferies
✨Know Your Surveillance Platforms
Make sure you brush up on your knowledge of surveillance platforms like SMARTS and TradingHub. Be ready to discuss how you've used these tools in the past, and think about specific examples where you’ve enhanced trade or electronic communications surveillance capabilities.
✨Master the Regulatory Landscape
Familiarise yourself with the latest regulatory requirements related to trade surveillance. Prepare to explain how you’ve translated these regulations into actionable business requirements in previous roles. This will show that you understand the importance of compliance in technology solutions.
✨Showcase Your Analytical Skills
Since this role involves AI and analytics, be prepared to discuss any experience you have with machine learning or data analysis tools like Python or SQL. Think of specific projects where you identified opportunities for AI/ML and how you translated those into implementable requirements.
✨Engage Stakeholders Effectively
Highlight your experience in stakeholder management. Be ready to share examples of how you’ve led workshops or collaborated with different teams, such as Compliance and Technology, to align on project scope and outcomes. This will demonstrate your ability to navigate complex environments and manage expectations.
