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- Tasks: Monitor trading activities to detect market abuse and compliance violations.
- Company: Join a leading financial services firm focused on integrity and compliance.
- Benefits: Enjoy competitive salary, flexible working options, and professional development opportunities.
- Why this job: Be part of a dynamic team that shapes the future of trade surveillance and compliance.
- Qualifications: 5+ years in trade surveillance with expertise in Bloomberg and regulatory compliance.
- Other info: Opportunity to collaborate with top professionals in the financial industry.
The predicted salary is between 48000 - 72000 £ per year.
Are you a meticulous Senior Analyst with over 5 years of experience in Trade Surveillance? Do you possess hands-on expertise in Bloomberg, trade reconstruction, and have a strong background in hedge funds? If so, we'd love to hear from you!
Role:
- Monitor and analyse trading activities to detect instances of market abuse, misconduct, and compliance violations.
- Leverage Bloomberg surveillance tools to proactively identify and escalate potential risks.
- Perform trade reconstruction by integrating data from multiple sources to ensure adherence to regulatory standards.
- Collaborate with compliance, risk, and trading teams to continuously improve surveillance processes and mitigate risks.
- Stay updated on evolving regulatory requirements across global financial markets to ensure ongoing compliance.
Profile:
- 5+ years of experience in trade surveillance and compliance, particularly within the financial services industry.
- Strong proficiency in Bloomberg surveillance tools and trade reconstruction methodologies to monitor and analyse trading activities.
- A deep understanding of market abuse regulations (MAR, SEC, CFTC, etc.) with hands-on experience in ensuring compliance.
- An analytical mindset with the ability to interpret complex trading data and identify patterns of potential market abuse or irregularities.
- Demonstrated experience working with compliance teams and engaging with regulatory bodies to uphold industry standards and mitigate risks.
Senior Trade Surveillance Analyst employer: JCW
Contact Detail:
JCW Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Trade Surveillance Analyst
✨Tip Number 1
Network with professionals in the financial services industry, especially those who work in trade surveillance or compliance. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in the field.
✨Tip Number 2
Familiarise yourself with the latest regulatory changes affecting trade surveillance. Being knowledgeable about MAR, SEC, and CFTC regulations will not only enhance your understanding but also demonstrate your commitment to compliance during interviews.
✨Tip Number 3
Consider obtaining relevant certifications that can bolster your expertise in trade surveillance and compliance. Certifications like the Certified Anti-Money Laundering Specialist (CAMS) or Financial Risk Manager (FRM) can set you apart from other candidates.
✨Tip Number 4
Prepare to discuss specific examples of how you've used Bloomberg surveillance tools in your previous roles. Highlighting your hands-on experience with trade reconstruction and risk mitigation strategies will showcase your practical knowledge and problem-solving skills.
We think you need these skills to ace Senior Trade Surveillance Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your 5+ years of experience in trade surveillance and compliance. Emphasise your proficiency with Bloomberg tools and any specific projects where you successfully monitored trading activities.
Craft a Compelling Cover Letter: In your cover letter, explain why you're passionate about trade surveillance and how your background aligns with the role. Mention your experience with market abuse regulations and your analytical skills in interpreting complex data.
Showcase Relevant Experience: When detailing your work history, focus on specific examples where you detected market abuse or compliance violations. Highlight your collaboration with compliance and risk teams to demonstrate your teamwork skills.
Research Regulatory Standards: Familiarise yourself with the latest regulatory requirements across global financial markets. Mention any relevant training or certifications you have that relate to MAR, SEC, or CFTC regulations in your application.
How to prepare for a job interview at JCW
✨Showcase Your Experience
Make sure to highlight your 5+ years of experience in trade surveillance. Be prepared to discuss specific examples of how you've monitored trading activities and detected market abuse or compliance violations in your previous roles.
✨Demonstrate Proficiency in Bloomberg Tools
Since the role requires strong proficiency in Bloomberg surveillance tools, be ready to explain how you've used these tools in your past work. Discuss any specific features or functionalities that you find particularly useful for trade reconstruction and risk identification.
✨Understand Regulatory Requirements
Familiarise yourself with the latest regulations such as MAR, SEC, and CFTC. During the interview, demonstrate your knowledge of these regulations and how they impact trade surveillance processes. This will show your commitment to compliance and staying updated in the field.
✨Collaborative Mindset
Emphasise your ability to collaborate with compliance, risk, and trading teams. Share examples of how you've worked with different departments to improve surveillance processes and mitigate risks, showcasing your teamwork skills and proactive approach.
