At a Glance
- Tasks: Lead compliance efforts in a dynamic payments firm and ensure regulatory adherence.
- Company: Growing FinTech company based in London with a strong compliance culture.
- Benefits: Competitive salary, career growth opportunities, and a vibrant work environment.
- Why this job: Make a real impact in the fast-paced payments industry while enhancing compliance frameworks.
- Qualifications: 6-9 years of compliance experience and strong understanding of UK regulations.
- Other info: Join a collaborative team and thrive in a dynamic, fast-paced setting.
The predicted salary is between 80000 - 100000 £ per year.
Location: London
Sector: Payments / FinTech
Overview
JCW are working with a growing payments firm based in London who are seeking an experienced Compliance Manager to join its expanding team. This is a key role responsible for supporting and enhancing the firm’s compliance framework, ensuring adherence to applicable regulatory requirements, and promoting a strong culture of compliance across the business.
Key Responsibilities
- Support the development, implementation, and ongoing maintenance of the firm’s compliance framework
- Monitor and interpret relevant regulatory requirements, ensuring the business remains compliant with applicable laws and guidelines
- Provide day-to-day compliance advisory support to internal stakeholders
- Oversee and conduct compliance monitoring reviews, identifying and mitigating potential risks
- Assist with regulatory reporting and maintain effective relationships with relevant regulatory bodies
- Contribute to the development of policies, procedures, and internal controls
- Deliver compliance training and promote awareness across the organisation
- Support internal and external audits, as required
Requirements
- Approximately 6-9 years of compliance experience within a payments firm
- Strong understanding of UK regulatory frameworks, including FCA requirements
- Experience in compliance monitoring, advisory, and policy development
- Excellent stakeholder management and communication skills
- Ability to work independently and in a fast-paced, dynamic environment
Director, Regulatory & Quality Compliance in London employer: JCW Group
Contact Detail:
JCW Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Director, Regulatory & Quality Compliance in London
✨Tip Number 1
Network like a pro! Reach out to folks in the payments and FinTech space on LinkedIn. Join relevant groups and engage in discussions to get your name out there. You never know who might have a lead on that perfect Compliance Manager role!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK regulatory frameworks, especially FCA requirements. We recommend creating a cheat sheet of key points to discuss, so you can confidently showcase your expertise when it counts.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you and match your skills. Tailor your approach to each company to stand out from the crowd!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Share any additional insights or thoughts you had post-interview to reinforce your interest in the Compliance Manager position.
We think you need these skills to ace Director, Regulatory & Quality Compliance in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Manager role. Highlight your experience in compliance within the payments sector and showcase your understanding of UK regulatory frameworks. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team. Be sure to mention specific experiences that relate to the key responsibilities outlined in the job description.
Showcase Your Stakeholder Management Skills: Since this role involves a lot of communication with internal stakeholders, make sure to highlight your excellent stakeholder management skills. Share examples of how you've successfully navigated complex relationships in your previous roles.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at JCW Group
✨Know Your Regulations
Make sure you brush up on the UK regulatory frameworks, especially FCA requirements. Being able to discuss these in detail will show that you’re not just familiar with compliance but that you truly understand the landscape of the payments sector.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully implemented compliance frameworks or conducted monitoring reviews. This will help demonstrate your hands-on experience and how it aligns with the responsibilities of the Compliance Manager role.
✨Engage with Stakeholders
Think about how you’ve managed relationships with internal stakeholders in previous positions. Be ready to share strategies you’ve used to communicate compliance needs effectively and how you’ve fostered a culture of compliance within your teams.
✨Prepare for Scenario Questions
Expect questions that put you in hypothetical situations related to compliance challenges. Practise articulating your thought process on how you would handle these scenarios, as this will showcase your problem-solving skills and ability to think on your feet.