Compliance Manager (Markets Advisory) - 12 mths FTC
City: London
Division: Risk & Compliance (ex Lux)
Responsibilities
- 12 Month Maternity Leave Cover Opportunity
- Lead the Janus Henderson Control Room for EMEA acting as the initial receiver of market sounding opportunities
- Responsible for ensuring receipt of inside information is handled in line with regulatory expectation
- Liaise with Portfolio Managers on wall crossing opportunities
- Undertake Market Abuse advisory activities such as reviewing regulatory updates and considering the impact on Janus Henderson
- Carry out other duties as assigned
Benefits
- Hybrid working and reasonable accommodations
- Excellent Health and Wellbeing benefits including corporate membership to Wellhub
- Paid volunteer time to step away from your desk and into the community
- Support to grow through professional development courses, tuition/qualification reimbursement and more
- Maternal/paternal leave benefits and family services
- All employee events including networking opportunities and social activities
- Lunch allowance for use within our subsidized onsite canteen
Required Skills
- A detailed understanding of market abuse regulations and market sounding regulatory guidance
- An ability to assess Inside Information and make risk-based decisions
- Experience in a control room setting or trade surveillance team at an investment firm
- An ability to work well under pressure and meet deadlines
- Strong interpersonal skills to manage key stakeholders such as Portfolio Managers
Nice to have skills
- Previous experience with My Compliance Office
- Previous experience with Charles River as an order management system
Supervisory responsibilities
- No
Potential for growth
- Regular training
- Continuing education courses
Annual Bonus Opportunity
Position may be eligible to receive an annual discretionary bonus award from the profit pool. The profit pool is funded based on company profits. Individual bonuses are determined based on company, department, team and individual performance.
Janus Henderson Investors is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status. All applications are subject to background checks.
You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity requirements and JHI policies applicable to your role. You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and political activities. Applicants’ past political contributions or activity may impact applicants’ eligibility for this position.
