At a Glance
- Tasks: Monitor investment guidelines and investigate related issues in a dynamic environment.
- Company: Join Janus Henderson Investors, a leading asset management firm with a collaborative culture.
- Benefits: Enjoy hybrid working, health benefits, paid volunteer time, and professional development support.
- Other info: Great opportunities for networking, social activities, and career growth await you!
- Why this job: Make a real impact while gaining valuable experience in compliance and investment regulations.
- Qualifications: Experience with Charles River or Aladdin and knowledge of regulatory frameworks is essential.
The predicted salary is between 35000 - 45000 £ per year.
An opportunity has arisen for an Analyst (maternity Cover) to join the Guideline Oversight team as a monitoring resource on investment restrictions. This is a highly visible role within the firm and offers the successful candidate substantial breadth of experience within a dynamic environment.
Responsibilities
- Timely identification and investigation of investment guideline related issues.
- Investment guideline monitoring of pre, post and batch trade alerts and warnings.
- Research breaches to determine whether they are passive or active and advise on actions.
- Clear communication with relevant stakeholders on breach related matters.
- Ability to interpret investment guidelines within fund documentation (operational, client specific, regulatory).
- Support Senior Management with preparation of business and committee reporting.
Must Have Skills
- Systems: Prior user experience of Charles River or Aladdin is required.
- Technical: Prior knowledge in key regulatory issues and rule frameworks (UCITs, 40 Act, ERISA etc).
- Teamwork: Ability to work in multiple teams and leverage internal / external networks.
- Communication: Ability to communicate clearly (verbally and in writing) with team members and key business representatives i.e. fund managers, dealers etc.
- Problem Solving: Ensuring complex regulation and its impact are communicated effectively.
- Good planning, organisational and prioritisation skills are essential.
- Ability to work effectively under pressure and meet tight deadlines.
Nice to Have Skills
- The IMC or IAQ qualification is desirable although not essential.
- Minimum 12 months previous experience in Compliance, preferably investment related.
- Products: Ideally experienced across a range of product and instrument types.
- Industry Experience: Typically, 1 to 2 years working experience at an Asset Manager or Investment Bank.
Benefits
- Hybrid working and reasonable accommodations.
- Excellent Health and Wellbeing benefits including corporate membership to Wellhub.
- Paid volunteer time to step away from your desk and into the community.
- Support to grow through professional development courses, tuition/qualification reimbursement and more.
- Maternal/paternal leave benefits and family services.
- All employee events including networking opportunities and social activities.
- Lunch allowance for use within our subsidized onsite canteen.
- Annual Bonus Opportunity.
Position may be eligible to receive an annual discretionary bonus award from the profit pool. The profit pool is funded based on Company profits. Individual bonuses are determined based on Company, department, team and individual performance.
You will be expected to understand the regulatory obligations of the firm and abide by the regulated entity requirements and JHI policies applicable for your role.
Equal Opportunity Employer
Janus Henderson Investors is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status. All applications are subject to background checks.
Compliance Analyst employer: Janus Henderson Investors
Janus Henderson Investors is an exceptional employer, offering a dynamic work environment that fosters professional growth and collaboration. With benefits such as hybrid working, excellent health and wellbeing support, and opportunities for professional development, employees are encouraged to thrive both personally and professionally. The company's commitment to community engagement through paid volunteer time and a vibrant workplace culture makes it an attractive choice for those seeking meaningful and rewarding employment in the finance sector.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. We all know that sometimes it’s not just what you know, but who you know. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for those interviews! Research the company and its compliance practices thoroughly. We want you to be able to discuss how your experience with investment guidelines and regulatory issues can add value to their team. Practice common interview questions and have your own ready to go!
✨Tip Number 3
Show off your skills! If you’ve got experience with systems like Charles River or Aladdin, make sure to highlight that in conversations. We want you to demonstrate how your technical knowledge can help tackle compliance challenges effectively.
✨Tip Number 4
Don’t forget to follow up! After an interview or networking event, drop a quick thank-you email to express your appreciation. It keeps you on their radar and shows your enthusiasm for the role. Plus, we love a proactive approach!
We think you need these skills to ace Compliance Analyst
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Analyst role. Highlight your experience with investment guidelines and any relevant systems like Charles River or Aladdin. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your previous experience aligns with our needs. Keep it clear and concise, and don’t forget to show off your communication skills!
Showcase Problem-Solving Skills:In your application, give examples of how you've tackled complex regulatory issues in the past. We love candidates who can demonstrate their problem-solving abilities, especially in high-pressure situations!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, it shows us that you’re genuinely interested in joining our team!
How to prepare for a job interview at Janus Henderson Investors
✨Know Your Regulations
Make sure you brush up on key regulatory issues and rule frameworks like UCITs, 40 Act, and ERISA. Being able to discuss these confidently will show that you understand the compliance landscape and can navigate it effectively.
✨Familiarise Yourself with the Tools
Since prior user experience of systems like Charles River or Aladdin is required, take some time to get comfortable with these platforms. If you can demonstrate your knowledge during the interview, it’ll set you apart from other candidates.
✨Communicate Clearly
Practice articulating complex regulatory concepts in simple terms. You’ll need to communicate with various stakeholders, so being clear and concise will be crucial. Consider doing mock interviews to refine your communication skills.
✨Showcase Your Problem-Solving Skills
Prepare examples of how you've tackled compliance-related issues in the past. Highlight your ability to research breaches and advise on actions, as well as how you’ve worked under pressure to meet tight deadlines. This will demonstrate your readiness for the role.
