At a Glance
- Tasks: Monitor investment guidelines and support teams in a dynamic environment.
- Company: Join Janus Henderson, a leader in financial services with a client-first approach.
- Benefits: Hybrid working, health benefits, paid volunteer time, and professional development support.
- Other info: Opportunities for training, networking, and an annual bonus based on performance.
- Why this job: Make a real impact in compliance while growing your career in finance.
- Qualifications: Experience with regulatory issues and strong communication skills required.
The predicted salary is between 35000 - 45000 £ per year.
A career at Janus Henderson is more than a job, it’s about investing in a brighter future together. Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world‑class service. We will do this by protecting and growing our core business, amplifying our strengths and diversifying where we have the right.
Our Values are key to driving our success, and are at the heart of everything we do:
- Clients Come First - Always
- Execution Supersedes Intention
- Together We Win
- Diversity Improves Results
- Truth Builds Trust
If our mission, values, and purpose align with your own, we would love to hear from you!
Your opportunity: An opportunity has arisen for an Analyst (maternity Cover) to join the Guideline Oversight team as a monitoring resource on investment restrictions. This is a highly visible role within the firm and offers the successful candidate substantial breadth of experience within a dynamic environment. The Investment Guideline Compliance team provides oversight and support to all fund management desks and the central dealing function in respect of investment guideline related matters.
Responsibilities include:
- Monitoring pre and post trade alerts
- Working with client services teams on account onboarding and closing
- Supporting operational teams on exception management
- Preparing reporting for senior management
- Participating in business projects and working groups
You will be responsible for:
- Timely identification and investigation of investment guideline related issues
- Investment guideline monitoring of pre, post and batch trade alerts and warnings
- Research breaches to determine whether they are passive or active and advise on actions
- Clear communication with relevant stakeholders on breach related matters
- Ability to interpret investment guidelines within fund documentation (operational, client specific, regulatory)
- Support Senior Management with preparation of business and committee reporting
The jobholder must possess a high degree of credibility and should be keen to work with a team in a fast‑paced environment.
What to expect when you join our firm:
- Hybrid working and reasonable accommodations
- Excellent Health and Wellbeing benefits including corporate membership to Wellhub
- Paid volunteer time to step away from your desk and into the community
- Support to grow through professional development courses, tuition/qualification reimbursement and more
- Maternal/paternal leave benefits and family services
- All employee events including networking opportunities and social activities
- Lunch allowance for use within our subsidized onsite canteen
Must have skills:
- Systems: Prior user experience of Charles River or Aladdin is required
- Technical: Prior knowledge in key regulatory issues and rule frameworks (UCITs, 40 Act, ERISA etc)
- Teamwork: Ability to work in multiple teams and leverage internal / external networks
- Communication: Ability to communicate clearly (verbally and in writing) with team members and key business representatives i.e. fund managers, dealers etc
- Problem Solving: Ensuring complex regulation and its impact are communicated effectively
- Good planning, organisational and prioritisation skills are essential
- Ability to work effectively under pressure and meet tight deadlines
Nice to have skills:
- The IMC or IAQ qualification is desirable although not essential
- Minimum 12 months previous experience in Compliance, preferably investment related
- Products: Ideally experienced across a range of product and instrument types
- Industry Experience: Typically, 1 to 2 years working experience at an Asset Manager or Investment Bank
Supervisory responsibilities: No
Potential for growth: Regular training, Continuing education courses
Annual bonus opportunity: Position may be eligible to receive an annual discretionary bonus award from the profit pool. The profit pool is funded based on company profits. Individual bonuses are determined based on company, department, team and individual performance.
Benefits: Janus Henderson is committed to offering a comprehensive total rewards package to eligible employees that includes competitive compensation, pension/retirement plans, and various health, wellbeing and lifestyle benefits. Janus Henderson Investors is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status. All applications are subject to background checks.
Compliance Analyst employer: Janus Henderson AAA CLO ETF
At Janus Henderson, we pride ourselves on being an exceptional employer that values collaboration, diversity, and professional growth. Our hybrid working model, comprehensive health benefits, and commitment to employee development create a supportive environment where you can thrive. Join us in our mission to achieve superior financial outcomes while enjoying a vibrant work culture and opportunities for meaningful contributions within the investment community.
Contact Details:
Janus Henderson AAA CLO ETF Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. Attend industry events or webinars, and don’t be shy about asking for informational interviews. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for those interviews! Research Janus Henderson’s mission and values thoroughly. Think about how your skills align with their goals, especially in compliance and investment guidelines. Practise answering common interview questions and prepare some thoughtful questions to ask them too.
✨Tip Number 3
Showcase your expertise! If you’ve got experience with systems like Charles River or Aladdin, make sure to highlight that in conversations. Bring up specific examples of how you’ve tackled compliance issues in the past to demonstrate your problem-solving skills.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen. Plus, it shows you’re genuinely interested in joining the team at Janus Henderson. Don’t forget to follow up after applying; a little persistence can go a long way!
We think you need these skills to ace Compliance Analyst
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that align with the Compliance Analyst role. Highlight any relevant experience in compliance, investment guidelines, or regulatory frameworks to catch our eye!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your values align with ours at Janus Henderson. Be genuine and let your personality come through.
Showcase Your Communication Skills:Since clear communication is key in this role, make sure your application is well-structured and free of errors. This will demonstrate your attention to detail and ability to communicate effectively, both in writing and verbally.
Apply Through Our Website:We encourage you to apply directly through our website for the best chance of being noticed. It’s the easiest way for us to keep track of your application and ensure it gets to the right people!
How to prepare for a job interview at Janus Henderson AAA CLO ETF
✨Know Your Guidelines
Familiarise yourself with investment guidelines and regulatory frameworks like UCITS and ERISA. Being able to discuss these confidently will show that you understand the core responsibilities of a Compliance Analyst.
✨Showcase Your Communication Skills
Prepare examples of how you've effectively communicated complex compliance issues in the past. Clear communication is key in this role, so demonstrating your ability to convey information to various stakeholders will set you apart.
✨Demonstrate Problem-Solving Abilities
Think of specific instances where you've identified and resolved compliance-related issues. Be ready to explain your thought process and the steps you took to ensure adherence to regulations.
✨Highlight Teamwork Experience
Since this role involves working with multiple teams, share experiences where you've collaborated successfully. Emphasising your ability to leverage internal and external networks will resonate well with the interviewers.
