At a Glance
- Tasks: Provide compliance advice on equity derivatives and support the options desk with regulatory guidance.
- Company: Join a leading firm in London with a strong focus on compliance and legal expertise.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Other info: Collaborate with a passionate team dedicated to regulatory excellence.
- Why this job: Be the go-to expert for compliance in a fast-paced trading environment.
- Qualifications: 8+ years of compliance experience with deep knowledge of options market structure.
The predicted salary is between 75600 - 92400 £ per year.
We are looking for a Compliance Specialist to join our Legal and Compliance team in London, with experience providing compliance advice on equity derivatives, including OTC and exotic options trading, as well as EU and UK listed options. In this role, you’ll act as the dedicated compliance partner for our options desk and be their first point of contact for day-to-day compliance matters. You’ll also serve as our firm’s subject matter expert on the desk’s activities, the compliance risks associated with them, and the rules, regulations and policies that govern them.
Additional responsibilities of this role will include:
- Drafting and maintaining the compliance policies, guidance and procedures that govern the desk’s activities
- Supporting the desk with advice related to regulatory and policy interpretation as well as serving as an escalation point for compliance-related questions
- Understanding and documenting desk workflows, decision-making and other notable events
- Assessing desk activity and advising the desk on control requirements
- Reviewing new flows and implementing compliance frameworks where necessary
- Acting as a liaison between the desk and our centralised compliance functions (e.g., surveillance, employee compliance, regulatory reporting)
- Conducting targeted risk assessments and periodic risk-based reviews of desk activity
This role sits within our Legal and Compliance team, a dedicated group of professionals who share a deep understanding of the law, a meticulous commitment to regulatory protocol and a passion for protecting our colleagues as they focus on their daily work.
About You:
- Have 8+ years of relevant compliance experience at a bank, proprietary trading firm, hedge fund or exchange, with a focus on options or listed derivatives
- Have deep knowledge of options market structure, exchange rules and order handling requirements
- Familiar with the UK and EU regulatory landscape (e.g., FCA rules, MAR, MiFID II) and comfortable thinking about how it applies to a global trading business
- Able to distil complex regulatory topics into clear, practical guidance for traders and other colleagues
- Highly organised; a self-starter who can manage projects independently and see them through to completion
- Exercise good judgement and discretion; humble about what you don’t know and not afraid to ask questions or admit mistakes
- Curious about the operations of the firm and how your role fits into the bigger picture
- Fluent in English
Options Compliance Specialist in London employer: Jane Street
At Jane Street, we pride ourselves on being an exceptional employer, offering a unique blend of cutting-edge machine learning research and real-world trading applications. Our collaborative work culture fosters innovation and continuous learning, providing interns with unparalleled access to vast datasets and advanced computing resources. With a focus on personal and professional growth, you'll have the opportunity to work alongside experienced researchers, tackling complex challenges that push the boundaries of machine learning in finance.
StudySmarter Expert Advice🤫
We think this is how you could land Options Compliance Specialist in London
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We think you need these skills to ace Options Compliance Specialist in London
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Jane Street.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on Jane Street's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at Jane Street
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Jane Street.
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Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
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✨Network with Industry Professionals
Before your interview, reach out to current or former Jane Street employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
