At a Glance
- Tasks: Conduct gap analysis and develop compliance policies for an investment management integration project.
- Company: Dynamic investment management firm focused on post-acquisition integration.
- Benefits: Competitive daily rate, flexible working arrangements, and opportunity to influence compliance frameworks.
- Other info: Join a collaborative team and enhance your career in a pivotal role.
- Why this job: Make a real impact by shaping compliance practices in a fast-paced environment.
- Qualifications: Proven experience in buy-side compliance and strong regulatory knowledge.
We are seeking an experienced Compliance Specialist to support an investment management business on a 3-month contract as part of a broader post-acquisition integration programme. They are looking for someone to come in and support the two senior compliance leaders within the business to do a gap analysis on their policies and procedures and then take action by rewriting/developing the policies and procedures either through consolidation or separation, depending on the needs of the integration.
London-based, ideally 3 days a week in the office, looking at circa 600-650 per day.
Key Responsibilities- Conduct a comprehensive gap analysis of existing compliance frameworks across both legacy entities.
- Review and compare policies, procedures, and controls against:
- Applicable regulatory requirements,
- Internal standards and best practice.
- Identifying any missing or outdated policies and any key compliance risks arising from the integration.
- Policy & Procedure Review: Assess the quality, completeness, and applicability of all core compliance documentation, including:
- Compliance manuals,
- Financial crime / AML frameworks etc.
- Support the design of a target operating model for compliance.
- Assist in integrating systems, controls, and governance structures.
- Ensure alignment with regulatory expectations during the transition period.
- Produce a formal gap analysis report, including:
- Key findings and risk ratings,
- Recommended remediation actions and a prioritised implementation roadmap.
- Support delivery of agreed remediation actions where required.
- Proven compliance/regulatory experience in buy-side compliance (asset management/investment management).
- Strong experience in the following:
- Policies & procedures review and drafting.
- Conducting gap analyses in regulated environments.
- Solid understanding of relevant regulatory frameworks (e.g. FCA rules, AIFMD, MiFID II, SMCR).
- Ability to operate independently in a fast-moving, project-based environment.
- Ability to synthesise complex regulatory requirements into practical outputs.
Senior Compliance Manager in Slough employer: Jameson Legal
Join a dynamic investment management firm in London that values compliance excellence and fosters a collaborative work culture. As a Senior Compliance Manager, you will have the opportunity to make a significant impact during a critical integration project, while benefiting from competitive daily rates and flexible working arrangements. The company prioritises employee growth, offering resources for professional development and a supportive environment that encourages innovation and teamwork.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Manager in Slough
✨Dive into Industry Groups
Join compliance and risk management groups on platforms like LinkedIn and Facebook. These communities often share temp job postings and insights. You’d be surprised at how many temporary gigs float around through word of mouth!
✨Showcase Your Expertise
Consider creating content on compliance topics that get you noticed—think LinkedIn articles or even a blog. This not only shows off your knowledge but can grab the attention of companies like Jameson Legal when they’re searching for someone to fill a temporary position.
✨Tap into Recruitment Agencies
Reach out to recruitment agencies that specialise in compliance and risk roles. They’re usually in touch with companies looking to fill temporary roles, which can save us a lot of time in our job search.
✨Go Local with Networking
Attend local compliance and risk seminars or workshops. Meeting professionals in our area can open up temp opportunities, and it’s a great way to make your face known in the industry—plus, you might even meet someone from Jameson Legal!
We think you need these skills to ace Senior Compliance Manager in Slough
Some tips for your application 🫡
Show Your Compliance Know-How:When you’re applying for a compliance-risk role like Senior Compliance Manager, make sure to highlight your understanding of industry regulations and risk management principles. Mention any relevant coursework, certifications, or projects that showcase your expertise in these areas—it's what sets you apart!
Highlight Your Analytical Skills:In the compliance-risk field, strong analytical skills are essential. Talk about your experiences that required critical thinking and data analysis, whether in past roles, internships, or academic projects. Show us how you've identified risks and implemented solutions in the past.
Tailor Your CV for the Temporary Role:Since this is a temporary role, focus on your availability and flexibility in your CV. Highlight any previous short-term roles or projects that demonstrate your ability to adapt quickly and deliver results in a fast-paced environment. This helps employers see you as an easy fit in their team!
A Concise Cover Letter is Key:Keep your cover letter short and focused! Explain why you're interested in the compliance-risk area specifically for this temporary position at Jameson Legal. Mention what you hope to learn and achieve, showing your enthusiasm and motivation to contribute positively during your time there.
How to prepare for a job interview at Jameson Legal
✨Know Your Compliance Basics
Make sure you're clued up on the key compliance and risk regulations pertinent to the industry you're applying to. Understanding frameworks like GDPR or AML will not only impress but also show that you’re ready to hit the ground running in your temporary role at Jameson Legal.
✨Prepare for Scenarios
Expect scenario-based questions that test your problem-solving skills. They might ask how you'd handle a specific compliance issue. Think through real situations you’ve encountered in past roles or study hypothetical cases to showcase your analytical skills and practical judgement during the interview.
✨Highlight Your Adaptability
Since this is a temporary position, emphasise your ability to adapt quickly to new environments and team dynamics. Share examples of how you’ve successfully adjusted to changes in past roles and how this flexibility can benefit Jameson Legal in the short term.
✨Gather Your Technical Tools
Familiarise yourself with commonly used compliance tools or software, as they might come up in the interview. If you've used tools for risk assessments or compliance tracking, mention those and be ready to discuss how they can streamline processes at Jameson Legal.
