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- Tasks: Provide compliance advice, design policies, and analyse regulations in a dynamic environment.
- Company: Boutique brokerage known for its positive and collaborative culture.
- Benefits: Hybrid work, professional growth support, and a chance to make a real impact.
- Why this job: Elevate your career in compliance while working with industry experts.
- Qualifications: 2-4 years in an advisory role with knowledge of financial regulations.
- Other info: Ideal for junior professionals looking to transition into advisory roles.
The predicted salary is between 36000 - 60000 £ per year.
Are you ready to elevate your career in compliance? This role offers an exceptional chance to work within a dynamic environment where your expertise will be highly valued and your professional growth supported. Our Client is a boutique brokerage/trading business known for their positive and collaborative culture. This is a 9-12 month FTC contract and ideal for a Junior compliance advisory professional or a compliance Monitoring professional looking to make the move into advisory. They are looking for someone who has experience of working within an investment bank, brokerage or Trading business. Hybrid, Ideal start date mid Jan.
Role Overview:
As a Compliance Associate (Advisory) within the Group Compliance function, you will play a pivotal role in ensuring that the firm meets its legal and regulatory obligations. This position involves close collaboration with front desks, operations, and other members of the Compliance Department. Your contributions will be instrumental in maintaining the integrity and efficiency of the organisation's compliance framework.
Key Responsibilities:
- Provide day-to-day compliance advice and guidance to various business areas.
- Design and maintain compliance policies and procedures.
- Analyse and interpret relevant laws and regulations, identifying changes that could impact the business.
- Produce reports for senior management on advisory activities.
- Play a crucial role in the group's preparations for the implementation of new regulations.
- Assist with investigating and resolving ad hoc queries from regulators and exchanges.
- Perform compliance monitoring tasks as required.
- Deliver compliance-related staff training.
Skills and Experience Required:
- 2-4 years' experience in an advisory role.
- Sound knowledge of products, markets, and operational processes, particularly in commodity derivatives and FX.
- Comprehensive understanding of UK financial services regulation.
- Familiarity with EMIR and MiFIR reporting regimes.
- Ability to work calmly under pressure, both independently and as part of a team.
Qualifications:
- Educated to degree level, preferably in a legal, accounting, or business-related discipline.
Core Values:
- Act with integrity and respect.
- Build valued client relationships through opportunity, innovation, and trust.
- Commit to responsibility and accountability.
Compliance Advisor in Slough employer: Jameson Legal.
Contact Detail:
Jameson Legal. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Advisor in Slough
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field, especially those who have experience in investment banks or trading businesses. A friendly chat can lead to insider info about job openings that might not even be advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK financial services regulation and compliance frameworks. We recommend practising common interview questions and scenarios related to compliance advisory roles to show you’re ready to hit the ground running.
✨Tip Number 3
Don’t forget to showcase your soft skills! Being calm under pressure and working well in a team are crucial in compliance. Share examples from your past experiences that highlight these abilities during interviews.
✨Tip Number 4
Apply through our website for the best chance at landing the role! We love seeing candidates who are genuinely interested in joining our collaborative culture, so make sure to express your enthusiasm in your conversations with us.
We think you need these skills to ace Compliance Advisor in Slough
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Advisor role. Highlight your relevant experience in compliance, especially if you've worked in investment banks or trading businesses. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for our team. Keep it concise but impactful – we love a good story!
Showcase Your Skills: In your application, don’t forget to showcase your understanding of UK financial services regulation and any experience with EMIR and MiFIR reporting. We’re keen on candidates who can hit the ground running, so let us know what you bring to the table!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it’s super easy – just a few clicks and you’re done!
How to prepare for a job interview at Jameson Legal.
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of UK financial services regulation, especially around EMIR and MiFIR. Being able to discuss these topics confidently will show that you're not just familiar with compliance but that you can also apply this knowledge practically.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've provided compliance advice or resolved regulatory queries. This will help demonstrate your hands-on experience and how it aligns with the responsibilities of the Compliance Associate role.
✨Understand the Company Culture
Research the brokerage/trading business and their collaborative culture. Be ready to discuss how you can contribute to this environment and why you value teamwork and integrity in your work.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance framework and upcoming regulations they might be facing. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.
