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- Tasks: Provide compliance advice, design policies, and analyse regulations in a dynamic environment.
- Company: Boutique brokerage known for its positive and collaborative culture.
- Benefits: Hybrid work, professional growth support, and a chance to make a real impact.
- Why this job: Elevate your career in compliance while working with industry experts.
- Qualifications: 2-4 years in compliance advisory or monitoring, degree preferred.
- Other info: Ideal for junior professionals looking to advance in a supportive team.
The predicted salary is between 36000 - 60000 £ per year.
Are you ready to elevate your career in compliance? This role offers an exceptional chance to work within a dynamic environment where your expertise will be highly valued and your professional growth supported. Our client is a boutique brokerage/trading business known for their positive and collaborative culture. This is a 9-12 month FTC contract and ideal for a junior compliance advisory professional or a compliance monitoring professional looking to make the move into advisory. They are looking for someone who has experience working within an investment bank, brokerage, or trading business. Hybrid, ideal start date mid-January.
Role Overview:
As a Compliance Associate (Advisory) within the Group Compliance function, you will play a pivotal role in ensuring that the firm meets its legal and regulatory obligations. This position involves close collaboration with front desks, operations, and other members of the Compliance Department. Your contributions will be instrumental in maintaining the integrity and efficiency of the organisation's compliance framework.
Key Responsibilities:
- Provide day-to-day compliance advice and guidance to various business areas.
- Design and maintain compliance policies and procedures.
- Analyse and interpret relevant laws and regulations, identifying changes that could impact the business.
- Produce reports for senior management on advisory activities.
- Play a crucial role in the group's preparations for the implementation of new regulations.
- Assist with investigating and resolving ad hoc queries from regulators and exchanges.
- Perform compliance monitoring tasks as required.
- Deliver compliance-related staff training.
Skills and Experience Required:
- 2-4 years' experience in a compliance advisory or compliance monitoring role.
- Sound knowledge of products, markets, and operational processes, particularly in commodity derivatives and FX.
- Comprehensive understanding of UK financial services regulation.
- Familiarity with EMIR and MiFIR reporting regimes.
- Ability to work calmly under pressure, both independently and as part of a team.
Qualifications:
- Educated to degree level, preferably in a legal, accounting, or business-related discipline.
Core Values:
- Act with integrity and respect.
- Build valued client relationships through opportunity, innovation, and trust.
- Commit to responsibility and accountability.
For a confidential chat about this or other roles, please contact Matt Pollard in the Jameson Legal London office. Please note that where a level of preferred experience or qualification is indicated, this is a guideline only and does not preclude applications from candidates with more or less experience. Jameson Legal acts as an employment business for temporary recruitment and as an employment agency for fixed-term contract and permanent recruitment.
Compliance Associate (Advisory) in London employer: Jameson Legal.
Contact Detail:
Jameson Legal. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate (Advisory) in London
✨Network Like a Pro
Get out there and connect with people in the compliance field! Attend industry events, join relevant online forums, and don’t be shy about reaching out on LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream job.
✨Ace the Interview
Prepare for your interviews by researching the company and understanding their compliance needs. We recommend practising common interview questions and even role-playing with a friend. Show them you’re not just a fit on paper, but also a great cultural match!
✨Follow Up
After your interview, don’t forget to send a thank-you email! It’s a simple gesture that shows your appreciation and keeps you fresh in their minds. We believe this small step can make a big difference in how you’re perceived.
✨Apply Through Our Website
Make sure to check out our website for the latest job openings. Applying directly through us not only streamlines the process but also gives you a better chance of being noticed. We’re here to help you find the right fit!
We think you need these skills to ace Compliance Associate (Advisory) in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Associate role. Highlight your relevant experience in compliance advisory or monitoring, especially if you've worked in investment banking or trading. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for our team. Keep it concise but engaging – we love a good story!
Showcase Your Knowledge: In your application, demonstrate your understanding of UK financial services regulation and any specific frameworks like EMIR and MiFIR. This shows us that you’re not just applying for any job, but that you’re genuinely interested in this role.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at Jameson Legal.
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of UK financial services regulation, especially around EMIR and MiFIR. Being able to discuss these topics confidently will show that you're not just familiar with compliance but that you can also apply this knowledge practically.
✨Showcase Your Collaborative Spirit
Since the role involves working closely with various teams, be prepared to share examples of how you've successfully collaborated in the past. Highlighting your ability to work well under pressure and as part of a team will resonate well with the interviewers.
✨Prepare for Real-World Scenarios
Think about potential compliance challenges that might arise in a brokerage or trading environment. Be ready to discuss how you would approach these situations, demonstrating your problem-solving skills and proactive mindset.
✨Ask Insightful Questions
At the end of the interview, don’t shy away from asking questions. Inquire about the company’s approach to compliance training or how they handle regulatory changes. This shows your genuine interest in the role and helps you gauge if the company culture aligns with your values.
