At a Glance
- Tasks: Advise on UK and EU financial services regulation for top investment managers.
- Company: Join a leading US firm in the heart of London.
- Benefits: Gain early responsibility, strong Partner exposure, and work on complex cross-border projects.
- Other info: Dynamic role with opportunities for professional growth and development.
- Why this job: Make an impact in financial services while collaborating globally.
- Qualifications: 2-4 years' experience in FS Regulatory practice with strong drafting skills.
The predicted salary is between 55000 - 65000 £ per year.
Jameson Legal is instructed on a new Financial Services Regulatory role in London with our US firm client, to work on high-quality, non-contentious advisory work for leading investment managers and funds. The role will focus on UK and EU financial services regulation, offering early responsibility, strong Partner exposure and involvement in complex cross-border mandates.
You will advise on the full range of financial services regulation, including AIFMD, MiFID II, EMIR, SFTR, SFDR and MAR, covering regulatory structuring, governance, marketing, trading and systems and controls.
Key responsibilities include:
- Advising on FCA Handbook and FSMA frameworks (including CASS, conduct, and prudential rules)
- Interpreting MiFID II and AIFMD requirements, including marketing and disclosure obligations
- Drafting and reviewing client documentation (IMAs, terms, advisory agreements, compliance policies, SMCR/AML frameworks)
- Supporting authorisations, variations of permission, and perimeter analyses for new products/services
- Advising on SMCR governance, conduct risk, and senior management briefings
- Assisting with regulatory due diligence and transactional support (including change-in-control analysis)
- Collaborating across London, the US and Asia on cross-border matters.
Candidate profile:
- 2-4 years' experience from a leading FS Regulatory practice (advisory-focussed)
- Strong knowledge of FCA/PRA regimes, FSMA, MiFID II, AIFMD and related UK/EU regulation
- Excellent drafting and ability to translate complex rules into clear advice
- Strong communicator with excellent academics and attention to detail.
For a confidential chat about this, or other roles which we are handling, please contact Laura Klass.
Locations
Financial Services (Funds) Regulatory Lawyer in City of London, England, London employer: Jameson Legal
Jameson Legal is an exceptional employer, offering a dynamic work environment in the heart of London where you can engage in high-quality advisory work for leading investment managers and funds. With a strong emphasis on employee growth, you will benefit from early responsibility and direct exposure to Partners, while collaborating on complex cross-border mandates that enhance your professional development in the financial services regulatory landscape.
StudySmarter Expert Advice🤫
We think this is how you could land Financial Services (Funds) Regulatory Lawyer in City of London, England, London
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We think you need these skills to ace Financial Services (Funds) Regulatory Lawyer in City of London, England, London
Some tips for your application 🫡
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How to prepare for a job interview at Jameson Legal
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Jameson Legal.
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