At a Glance
- Tasks: Conduct gap analysis and develop compliance policies for an investment management business.
- Company: Join a leading investment management firm during an exciting integration phase.
- Benefits: Competitive daily rate of £600-650 and flexible working arrangements.
- Other info: Opportunity to work closely with senior compliance leaders and enhance your career.
- Why this job: Make a real impact by shaping compliance frameworks in a dynamic environment.
- Qualifications: Experience in buy-side compliance and strong policy review skills required.
The predicted salary is between 70000 - 90000 £ per year.
We are seeking an experienced Compliance Specialist to support an investment management business on a 3-month contract as part of a broader post-acquisition integration programme. They are looking for someone to come in and support the two senior compliance leaders within the business to do a gap analysis on their policies and procedures and then take action by rewriting/developing the policies and procedures either through consolidation or separation, depending on the needs of the integration. This role is London-based, ideally with 3 days a week in the office. Daily rate: c.£600-650.
Key Responsibilities:
- Conducting a comprehensive gap analysis of existing compliance frameworks across both legacy entities
- Reviewing and comparing policies, procedures, and controls against applicable regulatory requirements, internal standards and best practice
- Identifying any missing or outdated policies and any key compliance risks arising from the integration
- Assess the quality, completeness, and applicability of all core compliance documentation, including Compliance manuals, Financial crime/AML frameworks etc.
- Supporting the design of a target operating model for compliance
- Assisting in integrating systems, controls, and governance structures
- Ensuring alignment with regulatory expectations during the transition period
- Producing a formal gap analysis report, including Key findings and risk ratings, Recommended remediation actions and a prioritised implementation roadmap
- Supporting delivery of agreed remediation actions where required.
Key Requirements:
- Proven compliance/regulatory experience in buy-side compliance (asset management/investment management)
- Strong experience in Policies & procedures review and drafting
- Conducting gap analyses in regulated environments
- Solid understanding of relevant regulatory frameworks (e.g. FCA rules, AIFMD, MiFID II, SMCR)
- Ability to operate independently in a fast-moving, project-based environment
- Ability to synthesise complex regulatory requirements into practical outputs.
Locations
Compliance Specialist (3-6 Month Contract) in City of London, England, London employer: Jameson Legal
At Jameson Legal, we pride ourselves on being an exceptional employer, offering a dynamic work environment that fosters professional growth and collaboration. Our London-based team thrives on a culture of support and innovation, providing employees with the opportunity to engage in meaningful projects while enjoying competitive daily rates and flexible working arrangements. Join us to be part of a forward-thinking organisation that values your expertise and encourages your development in the investment management sector.
