James Phillip Recruitment is seeking a Tax & Compliance (T&C) Manager to lead regulatory compliance within a traditional IFA environment. The role offers a succession path toward the SMF16 Compliance Oversight Function, subject to regulatory approval.
The successful candidate will oversee compliance, monitor advisers and reporting, and deliver training while upholding Consumer Duty and client outcomes.
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Regulatory Compliance & Training Leader in City of London employer: James Phillip Financial Recruitment
Join a local award-winning Chartered Wealth company that prioritises employee growth and development, offering a clear pathway to advance into key leadership roles such as the SMF16 Compliance Oversight Function holder. With a strong commitment to compliance excellence and a supportive work culture, employees benefit from ongoing training, a collaborative environment, and the opportunity to make a meaningful impact in the financial services sector while upholding the highest industry standards.
Contact Details:
James Phillip Financial Recruitment Recruitment Team
