At a Glance
- Tasks: Lead trading operations and ensure efficient post trade workflows across multiple asset classes.
- Company: Fast-growing financial services group based in London.
- Benefits: Competitive salary and bonus, with opportunities for career advancement.
- Other info: Ideal for detail-oriented individuals who thrive in a collaborative environment.
- Why this job: Join a dynamic team and shape the future of trading operations.
- Qualifications: Strong experience in trading operations and understanding of the full trade lifecycle.
The predicted salary is between 80000 - 100000 £ per year.
Location: London
Working arrangement: Office based
Salary: Salary & Bonus, depending on experience
A fast growing financial services group is seeking a Trading and Settlements Director to help lead and build out its trading operations, post trade workflow, risk system oversight and execution support infrastructure across a multi asset investment environment. This is a senior operational role sitting between portfolio managers, traders, brokers, prime brokers, technology, operations, compliance and senior management. The role is not a pure trading position, nor is it a pure technology, legal or compliance role. It is best suited to someone who understands the full trade lifecycle and can help build, manage and control the operating framework around execution, portfolio manager onboarding, trading risk structures, settlement oversight and post trade governance. The successful candidate will play a key role in ensuring that trading and post trade workflows are robust, efficient, controlled and scalable as the business continues to grow.
Key responsibilities
- Lead and oversee trading and post trade workflows across fixed income, equities, FX, listed derivatives and other relevant instruments.
- Act as a central coordination point between portfolio managers, traders, brokers, prime brokers, custodians, operations, compliance and technology teams.
- Support the transmission, monitoring and confirmation of trade instructions, ensuring clear process discipline from instruction through to execution, booking, confirmation and settlement.
- Own and oversee the operational use of trading and risk systems, including trading permissions, portfolio limits, control parameters and workflow rules.
- Support the onboarding of new portfolio managers, traders, brokers, prime brokers, custodians, clearing accounts and relevant counterparties.
- Help design and maintain trading risk structures within the firm’s systems.
- Support the implementation, configuration and enhancement of OMS, EMS, market data, trading and risk platforms.
- Work with technology and operations teams to design workflow changes, system improvements and platform enhancements.
- Oversee post trade processes including trade capture, booking, affirmation, confirmation, settlement monitoring, reconciliations, margin oversight, valuations and exception management.
- Ensure settlement issues, failed trades, breaks, missing data, incorrect bookings and other post trade exceptions are identified, escalated and resolved promptly.
- Support the firm’s trading governance framework, including record keeping, best execution evidence, transaction reporting, audit trails and conflict management.
- Work closely with compliance and risk teams to ensure trading and post trade workflows are aligned with relevant regulatory and internal policy requirements.
- Help develop scalable operating procedures, control checklists, escalation processes and operational resilience arrangements.
Experience required
- Strong experience in trading operations, trade support, middle office, prime brokerage client services, securities operations, investment operations or dealing operations.
- Experience in a broking, fund management, asset management, wealth management, DFM, prime brokerage, structured product, platform or investment services environment.
- Good understanding of the full trade lifecycle across execution, booking, confirmation, affirmation, settlement, reconciliation, reporting and exception management.
- Exposure to multiple asset classes, ideally including fixed income, equities, FX, listed derivatives, swaps, repos or structured products.
- Experience working closely with portfolio managers, traders, brokers, prime brokers, custodians, administrators and technology teams.
- Practical exposure to OMS, EMS, market data, risk systems or trading platforms.
- Strong understanding of trading controls, settlement risk, operational risk and post trade governance.
- Experience supporting system implementation, workflow design, platform changes, broker onboarding or operational process improvements would be highly advantageous.
The ideal candidate
The ideal candidate will combine trading environment credibility with middle office discipline and platform build experience. They will be highly organised, detail focused and comfortable operating in a hands on, build orientated environment. They should be able to sit confidently between front office, operations, technology, compliance and risk, while communicating clearly with senior stakeholders and external counterparties. This role would suit someone who has worked close to a trading desk, but whose real strength is making sure the trading operation, systems, controls, settlement processes and post trade workflows function properly from start to finish.
To apply
Please apply confidentially for an initial discussion.
Trading and Settlements Director in Slough employer: James & Partners
As a fast-growing financial services group based in London, we pride ourselves on fostering a dynamic and collaborative work culture that empowers our employees to thrive. Our Trading and Settlements Director will benefit from competitive salary packages, performance bonuses, and ample opportunities for professional growth within a supportive environment that values innovation and operational excellence. Join us to play a pivotal role in shaping our trading operations while enjoying the unique advantages of working in one of the world's leading financial hubs.
StudySmarter Expert Advice🤫
We think this is how you could land Trading and Settlements Director in Slough
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance world, especially those who work in trading or settlements. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of the full trade lifecycle. Be ready to discuss how you can improve trading operations and post-trade workflows. Show them you know your stuff and can hit the ground running!
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your experience in trading operations and risk management. Use our website to find roles that match your skills and interests, making your application stand out.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind. Mention something specific from your conversation to show you were engaged and are genuinely interested in the role.
We think you need these skills to ace Trading and Settlements Director in Slough
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that align with the Trading and Settlements Director role. Highlight your understanding of the full trade lifecycle and any relevant operational experience to catch our eye!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention specific experiences that demonstrate your ability to oversee trading workflows and collaborate with various teams.
Showcase Relevant Experience:When detailing your work history, focus on roles that involved trading operations, risk systems, or post-trade governance. We want to see how your background prepares you for the challenges of this position.
Apply Through Our Website:We encourage you to apply directly through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any updates!
How to prepare for a job interview at James & Partners
✨Know the Trade Lifecycle Inside Out
Make sure you have a solid understanding of the full trade lifecycle. Brush up on your knowledge of execution, booking, confirmation, and settlement processes. Being able to discuss these confidently will show that you’re not just familiar with the concepts but can also apply them in a practical setting.
✨Demonstrate Your Coordination Skills
This role requires acting as a central coordination point between various teams. Prepare examples from your past experiences where you successfully managed cross-functional collaboration. Highlight how you’ve facilitated communication between portfolio managers, traders, and compliance teams to ensure smooth operations.
✨Showcase Your Problem-Solving Abilities
Be ready to discuss specific instances where you identified and resolved post-trade exceptions or settlement issues. Use the STAR method (Situation, Task, Action, Result) to structure your answers, demonstrating your analytical skills and attention to detail.
✨Familiarise Yourself with Relevant Systems
Since the role involves overseeing trading and risk systems, it’s crucial to be knowledgeable about OMS, EMS, and other trading platforms. If you have experience with specific systems, mention them during the interview. If not, do some research to understand their functionalities and how they relate to trading operations.
