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- Tasks: Monitor regulations, conduct quality assessments, and ensure compliance within a leading financial institution.
- Company: Join a thriving financial services organisation with a strong focus on compliance and risk management.
- Benefits: Competitive pay, professional development, and the chance to work in a dynamic environment.
- Why this job: Make a real impact by ensuring compliance and contributing to governance in a respected firm.
- Qualifications: Experience in compliance monitoring and a solid understanding of financial regulations required.
- Other info: Exciting 6-month contract with opportunities for growth and collaboration.
The predicted salary is between 36000 - 60000 £ per year.
Our client, a leading Financial Services institution is seeking a Compliance Officer on a full-time, contract basis. This role is offered on an initial 6-month contract basis. This is an exciting time to join a thriving organization who are seeking a Compliance professional with strong Quality Assurance and regulatory policy expertise to join the Risk and Compliance function in the firm. The successful candidate will play a pivotal role in delivering high-quality monitoring reviews, interpreting regulatory frameworks and overseeing general compliance.
Key Responsibilities:
- Monitor, interpret and communicate regulatory developments, publications and communications
- Conduct detailed QA assessments to ensure all internal policies are adhered to, whilst meeting all regulatory expectations
- Review all regulatory publications / communications
- Perform administrative duties within the Compliance function of the firm
- Contribute to day-to-day governance activities and project work
- Assist in ensuring all internal policies and governance is maintained and adhered to
Key Experience:
- Strong experience in compliance monitoring, quality assurance or advisory, ideally within a regulated environment
- Strong understanding of PRA / FCA regulations and compliance risk
- Ability to work both independently and as part of the wider team
- Excellent communicator, confident liaising with colleagues and clients of all levels
- Previous experience in banking or financial institution is a must
This is an excellent opportunity to join a thriving organization on a 6-month contract, working closely with the Compliance and Regulatory departments. CVs are being reviewed, so please apply now for immediate consideration.
Compliance Officer in Tonbridge employer: James Frank Associates
Contact Detail:
James Frank Associates Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer in Tonbridge
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for a Compliance Officer role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of PRA and FCA regulations. We recommend creating a cheat sheet of key points and recent regulatory changes to discuss during your interview. This will show you're not just knowledgeable but also genuinely interested in the role.
✨Tip Number 3
Practice your communication skills! As a Compliance Officer, you'll need to liaise with various stakeholders. Try doing mock interviews with friends or family to get comfortable explaining complex compliance topics in simple terms.
✨Tip Number 4
Don't forget to apply through our website! It's the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to engage directly with us. So hit that apply button and let's get you started on this exciting journey!
We think you need these skills to ace Compliance Officer in Tonbridge
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance monitoring and quality assurance. We want to see how your skills align with the role, so don’t be shy about showcasing your understanding of PRA/FCA regulations!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Compliance Officer role. We love seeing enthusiasm and a clear understanding of the responsibilities outlined in the job description.
Be Clear and Concise: When filling out your application, keep your language straightforward and to the point. We appreciate clarity, especially when it comes to your experience and qualifications related to compliance and regulatory frameworks.
Apply Through Our Website: Don’t forget to hit that apply button on our website! It’s the best way to ensure your application gets into the right hands quickly. We can’t wait to see what you bring to the table!
How to prepare for a job interview at James Frank Associates
✨Know Your Regulations
Make sure you brush up on the latest PRA and FCA regulations before your interview. Being able to discuss these confidently will show that you’re not just familiar with compliance but are genuinely passionate about it.
✨Showcase Your QA Skills
Prepare specific examples of how you've conducted quality assurance assessments in the past. Highlight any successful outcomes or improvements you’ve implemented, as this will demonstrate your hands-on experience and problem-solving abilities.
✨Communicate Clearly
As a Compliance Officer, communication is key. Practice articulating complex regulatory concepts in simple terms. This will help you convey your understanding effectively during the interview and show that you can liaise with colleagues and clients at all levels.
✨Be Ready for Scenario Questions
Expect scenario-based questions where you’ll need to demonstrate your decision-making process in compliance situations. Think through potential challenges you might face in the role and how you would address them, showcasing your analytical skills and compliance knowledge.
